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Commentary: Law and Phrenology
Pierre Schlag
[author note below]
110 Harv. L. Rev. 877
Copyright 1997 Harvard Law Review; Pierre Schlag
As the intellectual credentials of American law become increasingly dubious, the question arises: how has this discipline been intellectually organized to sustain belief among its academic practitioners? This Commentary explores the nineteenth-century pseudo-science of phrenology as a way of gaining insight into the intellectual organization of American law. Although there are, obviously, significant differences, the parallels are at once striking and edifying. Both phrenology and law emerged as disciplinary knowledges through attempts to cast them in the form of sciences. In both cases, the "sciences" were aesthetically organized around a fundamental ontology of reifications and animisms - "faculties" in the case of phrenology, "doctrines" and "principles" in the case of law. Both disciplines developed into extremely intricate productions of self-referential complexity. In both cases, the disciplinary edifice was maintained by disciplinary thinkers who sought confirming evidence of the truth (and value) of their enterprise and who went to great lengths to avoid disconfirming evidence. Finally, the surface plausibility of both disciplines was maintained through a tacit reliance on folk beliefs (folk- frames and folk-ontologies) that were recast in professionalized jargons. Both the similarities and the differences between phrenology and law lead to a fundamental question: does the discipline of law know anything, and if so, what?
Let us dismiss prejudice, and calmly listen to evidence and reason; . . .
let us inquire, examine, and decide. These, I trust, are the sentiments of
the reader; and on the faith of their being so, I shall proceed . . . to state
very briefly the principles . . . . [Note 1]
In 1840, phrenology was a confident science, promising clear and certain knowledge
concerning the mental attributes and behaviors of human beings. It was a time
of exhilarating new possibilities, of discoveries compounding discoveries.
There were conferences and symposia. There were professional associations.
There were lengthy learned tomes and scholarly journals. The first issue of
the American Phrenological Journal had just appeared in October of 1838. [Note
2] And when George Combe, the renowned phrenologist, came to deliver his lectures
in New Haven in February and March of 1840, he drew a large crowd. The audience,
"for numbers and respectability, [was] such as rarely falls to the lot
of a public lecturer in [that] city." [Note 3] It seemed as if the new
discipline would go on forever. This discipline of phrenology was devoted
to the identification of basic brain functions and their manifestations in
cranial features. The basic principles and framework were established by Dr.
Franz Joseph Gall. [Note 4] By sifting through an impressive array of empirical
data, Gall sought to uncover the fundamental affective, moral, and intellectual
faculties of human beings. He believed that the identification of these faculties
- everything from "Benevolence" to "Individuality" to
"Causality" - enabled the classification of various human types
and behaviors, and provided a fundamental explanation of human behavior.
Although Gall was principally interested in establishing a scientific explanation
for human behavior, many found his phrenological account immensely useful
in predicting human behavior. Gall's discoveries soon found practical applications
in such varied contexts as criminology, the treatment of mental illness, moral
and intellectual education, and all manner of business. [Note 5] Nelson Sizer,
a renowned American phrenologist, even suggested that phrenology could enable
a lawyer to "learn to read the dispositions and talents of his jury,
or the witnesses in a case." [Note 6] In early nineteenth-century America,
phrenology showed considerable promise as a tool for what is now called social
engineering. Success seemed near.
But, it was not to be. By most current accounts, phrenology has not fared
well. Before we examine the pathways of its decline, however, it behooves
us to try to understand what was at stake. This is not to say that we should
adopt "the internal perspective." There can be no question here
of trying to make the materials of phrenology the best they can be. But something
might be learned by trying to understand how the phrenologists went wrong.
I. The Foundations Of Phrenology
Gall, the acknowledged founder of phrenology, was born on March 9, 1758. [Note
7] He was a handsome man with a pleasant countenance and a broad "noble
head." [Note 8] Indeed, the towering forehead seems to have been a characteristic
feature of a good number of important phrenologists, including J.C. Spurzheim,
George Combe, and Charles Caldwell. [Note 9]
Gall wished to transform the study of brain functions, then called psychology,
into a science. [Note 10] Above all, Gall believed that he had to rescue this
nascent field from the conjectures and constructions of metaphysicians and
speculative philosophers. As Gall saw it, the philosophers' categories - sensation,
attention, comparison, reasoning, desire, and so on - might prove helpful
to the philosophical project of understanding the mind, but they were quite
useless in explaining differences among species, and among individuals within
the human species. [Note 11] Gall believed that a taxonomy of a completely
different order was required. He stated:
We need faculties, the different distribution of which shall determine the
different species of animals, and their different proportions of which explain
the difference in individuals. All bodies have weight, all have extension,
all are impenetrable in a philosophical sense; but all bodies are not gold
or copper, such a plant, or such an animal. Of what use to a naturalist the
abstract and general notions of weight, extent, impenetrability? By confining
ourselves to these abstractions, we should always remain in ignorance of all
branches of physics, and natural history.
This is precisely what has happened to the philosophers with their generalities.
From the most ancient to the most modern, they have not made a step farther,
one than another, in the exact knowledge of the true nature of man, of his
inclinations and talents, of the source and motive of his determinations.
Hence, there are as many philosophies as pretended philosophers; hence, that
vacillation, that uncertainty in our institutions, especially in education
and criminal legislation. [Note 12]
Gall thus set out to identify the fundamental faculties through scientific
observation of data. He jettisoned the philosophers' speculations and abandoned
the proverbial philosopher's armchair in favor of a naturalist methodology.
He meticulously examined animal behavior, "family life, schools, the
jails and asylums, medical cases, the press, men of genius, and the biographies
of great or notorious men." [Note 13]
Gall's empirical investigations were guided by what came to be known as the
cerebral localization hypothesis. [Note 14] The key notion underlying this
hypothesis was a correlation between function and locale: as Gall saw it,
the brain is subdivided into various cortical organs that each serve as the
unique locale for certain functions. According to this hypothesis, various
parts of the brain are dedicated to certain innate functions - the various
moral, affective, and intellectual faculties. Gall supported the cerebral
localization hypothesis with analogical arguments: given that nature has created
particular apparatus for seeing, hearing, salivating, and so on, "why
should she have made an exception in the brain? Why should she not have destined
this part, so curiously contrived, for particular functions?" [Note 15]
In developing this theory of cerebral localization, Gall was inspired by his
repeated observations of an apparent correlation between an individual's particular
behavioral tendencies and his cranial features. As a child, and later as a
university student, Gall observed that those who learn by heart with great
facility have "large prominent eyes." [Note 16] Gall's repeated
observation of such correlations between behavior and cranial features gradually
solidified into a firm conviction: "I recalled my early observations,
and immediately suspected, what I was not long in reducing to certainty, that
the difference in the form of heads is occasioned by the difference in the
form of the brains." [Note 17] The specific explanation that Gall gave
for the correlation was that the prevalence of a particular faculty in an
individual was reflected in the size of the organ in the individual's brain
which, in turn, was manifested in the size and appearance of that person's
cranium. [Note 18] The existence of a particularly developed faculty in an
individual (or an animal) would thus correspond to certain cranial prominences.
This conviction provided a scientific basis for testing the existence of Gall's
fundamental faculties. Through cranioscopic examination, Gall could test for
the presence of a particular propensity or faculty. Indeed, the ability to
correlate cranial features to the presence of fundamental attitudes or behaviors
allowed for an independent confirmation of the presence (or absence) of an
innate faculty. All together, Gall identified twenty-seven fundamental faculties
that, in isolation or in combination, could serve to explain human behavior.
Gall's method was very much in keeping with early nineteenth-century science.
His method provided an empirical basis for distinguishing between attitudes
and behaviors linked to specific innate faculties and those traceable either
to combinations of faculties or to exogenous or accidental influences. Through
scientific observation of countless samples, Gall sought to induce the identities
of the fundamental human faculties as well as their tell-tale manifestations.
He also used the accumulated data to confirm the existence of the faculties.
This approach was a kind of "reflective equilibrium" avant la lettre
in which the principles of phrenology - namely, the faculties - would be tailored
to empirical observation and judgment while empirical observation and judgment
would be guided by the phrenological framework. Observation and correlation
served to connect the crucial parameters of Gall's taxonomy: striking behavior,
fundamental faculty, cortical organ, and cranial prominence. Gall's framework
has been helpfully schematized as follows: [Note 19]
Striking Behavior implies--> Faculty implies--> Cortical Organ <--implies
Cranial Feature
(talent,
propensity,
mania) <-- causes (innate instinct) <-- causes (activity varies
with size) causes --> (size varies with underlying organ)
Once the fundamental faculties were identified and defined, Gall and the other
phrenologists were able to deploy them to explain human behavior. As an example,
consider the faculty known as "Acquisitiveness," or what Spurzheim
identified as "Covetiveness." [Note 20] This faculty, ostensibly
situated at "the anterior inferior angle of the parietal bone,"
produces a general tendency to acquire. [Note 21] Acquisitiveness is a largely
formal faculty: it acquires its specific content or particular direction from
the other faculties with which it is combined. In a collector of objects of
natural history, for example, Acquisitiveness is combined with Individuality.
"[I]n a collector of old coins, Acquisitiveness and Veneration are large."
[Note 22]
Viewed in isolation, the faculty of Acquisitiveness may seem vulgar and selfish,
as Combe conceded. Yet as he pointed out, Acquisitiveness is absolutely crucial
to the development of civilization:
In the faculty of Acquisitiveness, . . . the Phrenologist perceives an instinct
prompting the human being, after his appetites of hunger and thirst are appeased,
and his person protected against the elements of heaven, to labor from the
mere delight of accumulating; and to the ceaseless industry which this instinct
produces, is to be ascribed the wealth with which civilized man is every where
surrounded. It prompts the husbandman, the artisan, the manufacturer, the
merchant, to activity in their several vocations; and, instead of being necessarily
the parent only of a miserable and degraded appetite, it is one of the sources,
when properly directed, of the comforts and elegances of life. [Note 23]
Of course, it is also true that when "the pursuit of wealth becomes the
business of life, Acquisitiveness, usurps the place of the moral sentiments,
perverts the intellect, and becomes the source of the greatest evils."
[Note 24] Thus, like many faculties, Acquisitiveness has both a negative and
a positive side. As an objection to the faculty of Acquisitiveness, the phrenologists
faced a familiar, indeed recurrent argument. Critics argued that the fundamental
faculty of Acquisitiveness was neither fundamental nor a faculty, but rather
a derivative abstraction traceable to what we would now call the process of
socialization. [Note 25] The social institution of property itself, critics
argued, promotes the tendency to Acquisitiveness. The short answer, for phrenologists,
was that this argument had things exactly backwards. According to the phrenologists,
the very idea of property springs from the faculty of Acquisitiveness. Indeed,
"the laws of society are the consequences, and not the causes, of its
existence." [Note 26]
One of the most striking aspects of phrenology was its detailed character.
Because phrenologists were quite astute in understanding the relations among
categories within their taxonomic framework, phrenology developed into an
intricate multi-layered field. From the very beginning, Gall recognized that
one of the most difficult tasks in his method was to determine "which
classes of behavior represented fundamental faculties" and which represented
a combination or aggregation of fundamental faculties. [Note 27] Such a subtle
and difficult problem required a sophisticated understanding of how to correctly
individuate the fundamental units of the system. [Note 28]
Gall's solution was to attempt to find extreme manifestations of the ostensible
faculty and to ascertain whether they varied independently of other known
faculties. If they did, then the ostensible faculty was truly fundamental.
In this way, Gall could distinguish spurious faculties and combinations of
faculties from the true animating agencies of the system - the fundamental
faculties:
Amativeness
Philoprogenitiveness
Adhesiveness
Combativeness
Destructiveness
Secretiveness
Acquisitiveness
Self-Esteem
Love of Approbation
Cautiousness
Eventuality [and Individuality]
Locality
Form
Vocabulary
Language
Coloring
Tune
Number
Constructiveness
Comparison
Causality
Wit
Ideality
Benevolence
Imitation
Veneration
Firmness [Note 29]
Once phrenologists identified the fundamental faculties, they turned to refining,
relating, and reconciling the various categories of phrenology. This work
constituted the bulk of phrenological research and scholarship. The discipline
evolved through a kind of internal elaboration; through careful craftsmanship,
the phrenologists sought to refine their own categories to produce a framework
at once elegant and practicable. They expended tremendous effort to the proper
definition and elaboration of faculties, as well as to the elimination of
spurious faculties. Similarly, they spent great effort ascertaining how best
to relate the various definitions of the fundamental faculties to various
observable behaviors or attitudes in human beings.
The vast bulk of this work of categorical construction, refinement, and harmonization
consisted of careful case analysis. Combe's rejection of "Perception"
as a distinct faculty provides a good example. Through case analysis, Combe
sought to demonstrate that what others called "Perception" was actually
a mode of action of a number of intellectual faculties. [Note 30] He compared
the case of Milne, who had an acute perception of form though he could not
perceive some colors, with other cases involving persons who could perceive
visual symmetry but could not recognize melody. [Note 31] For Combe, these
were all cases of individuals who "possess[ed] acute powers of perception
as to one class of objects," but still were "quite unable to perceive
others." [Note 32] Combe deduced that if perception were a fundamental
faculty, then it would not be selective in this way concerning its objects.
Accordingly, perception could not be a fundamental faculty, but was instead
"a mode of action of the faculties which form ideas." [Note 33]
For Combe, then, perception might be called a quality of other fundamental
faculties. It was this kind of careful sifting through cases that enabled
the identification of the fundamental units of phrenological analysis.
The discipline of phrenology involved not only a complex horizontal differentiation,
but also an intricate vertical organization, one that was sensitive to the
various levels of abstraction. The aesthetic precision and the methodological
clarity of the phrenological taxonomies are evident in Combe's account of
Spurzheim's work:
Dr. Spurzheim divides the faculties into two orders, Feelings and Intellect,
or into affective and intellectual faculties. The feelings are subdivided
into two genera, Propensities and Sentiments. He applies the name propensities
to indicate internal impulses, which invite only to certain actions; and Sentiments
designate other feelings, not limited to inclination alone, but which have
an emotion of a peculiar kind superadded. Acquisitiveness, for example, is
a mere impulse to acquire; Veneration gives a tendency to worship, accompanied
with a particular emotion, which latter quality is the reason of its being
denominated a Sentiment.
The second order of faculties makes us acquainted with objects which exist,
their qualities and relations; and they are called intellectual. They are
subdivided by Dr. Spurzheim into four genera. The first includes the external
senses and voluntary motion; the second, those internal powers which perceive
existence; or make man and animals acquainted with external objects, and their
physical qualities; and the third, the powers which perceive the relations
of external objects. These three genera are named perceptive faculties. [Note
34]
Phrenology, of course, did not always display such precision and careful
craftsmanship. Indeed, phrenology, like other disciplines, had its share of
crude mechanistic thinking. In phrenology, such thinking continuously sought,
in a reductive fashion, to produce highly simplistic linear linkages between
faculties and behaviors. The mechanistic tendency was particularly prevalent
in the later attempts to produce comprehensive restatements of phrenology.
Many of these summaries were well intentioned - designed to reduce confusion
and complexity. Nonetheless, many were deeply flawed - insufficiently sensitive
to the qualities of mind necessary to a true discipline. These later efforts
were bent upon a kind of summarization of the science of phrenology through
propositional restatement. These efforts had an instrumental goal - to make
phrenology more practically useful and to defend phrenology from critics'
claims of internal contradiction. Here, then is one such attempt to restate
the fundamental doctrines of phrenology:
In the early study of Phrenology, the cranial subdivisions were supposed to
be very minute and therefore complicated. It was owing to the attempt to locate
the district of all the traits that serious contradiction developed throughout
the entire reasoning.
The old charts made by pioneer students, such as Spurzheim and Gall, that
later met further development by Broussais, Combe and others, were given over
due consideration and accepted as practically standard theories, by later
students; much to the sacrifice of the constructive building of the science.
Many traits are found to exist in the same districts, running relatively or homogeneously throughout given areas; thereby, making it impossible, in some cases, to set aside any minute point, or location on the brain that directly bears upon a single trait. To avoid this erroneous and complicated method of phrenologic reasoning, the Humanology chart is designed as a more generalized system of divisional analysis; readily perceivable and fundamentally correct.
The . . . enumerated districts are sufficient to designate all important brain centers and functions; also to form a basis for the study of Phrenology. The traits of a district are pronounced only when the district is full and prominent, otherwise the functions are weak and adverse. [Note 35]
Apart from these lapses into crude mechanistic accounts, phrenology proceeded
cautiously through careful internal self-development. As a result of this
incremental process, phrenological knowledge became at once extremely nuanced
and quite voluminous.
This is not to say that critics did not raise many objections to phrenology.
One objection was that the validity of its findings invariably depended upon
the ability to measure the various organs - something that could not be easily
achieved. Hence, it was suggested that the breadth of the organs could not
be ascertained because "the boundaries of them are not sufficiently determinate."
[Note 36]
The answer to this point was straightforward. As suggested by one eminent
phrenologist, "although the boundaries of the different organs cannot
be determined with mathematical precision, . . . yet, in a single case, an
accurate observer may make a very near approximation to the truth." [Note
37] The phrenologists argued that the various boundaries of the organs could
very well be defined with sufficient precision "for all practical purposes."
[Note 38]
Critics also suggested that the boundaries of the organs were "purely
ideal" - not rooted in the thing itself. The phrenologists' response
was again straightforward: the critics' argument goes too far to be sensible.
In order to accept the anti-phrenologists' arguments, one "must be prepared
to maintain, that the boundaries of a hill or hillock are purely ideal, and
depend in every instance on the fancy of the measurer." [Note 39] As
the phrenologists saw the matter, this was, of course, a proposition too absurd
to be admitted. They argued that, at least for practical purposes, it was
quite possible to develop a uniform system for the comparison of organ sizes.
Combe suggested using the following categories to denote the relative gradations
in organ size: [Note 40]
Very small Small Rather small
Moderate Rather full Full
Rather large Large Very Large
A refinement of this scale was suggested by another phrenologist, Captain Ross, who advocated the use of an explicitly quantitative scale - one that would allow greater differentiation and thus greater precision: [Note 41]
1. 8. Rather small 15.
2. Idiocy 9. 16. Rather Large
3. 10. Moderate 17.
4. Very Small 11. 18. Large
5. 12. Rather full 19.
6. Small 13. 20. Very large
7. 14. Full 21.
In Captain Ross's twenty-point scale, every other number was identified by
name. The intermediate figures served to "denote intermediate degrees
of size, for which," as Combe put it, "we have no names." [Note
42] The advantage of Captain Ross's scale was, as he saw things, considerable:
because the values of the variables at the extreme (Idiocy to Very large)
could be known, the values toward the middle of the scale could be derived
in a relative manner. [Note 43]
II. The Critique of Phrenology
Despite all of these conceptual refinements, despite the cautious case analysis,
and despite its sundry practical applications, phrenology failed to live up
to its ambitions. The simple explanation is that Gall and the other phrenologists
had their ontology wrong. The fundamental faculties (as such) did not exist.
They were not linked to the size of cranial organs. Further, the cranial organs
did not bear any relation to cranial prominences. For all of their detailed
inquiries, their sorting of countless cases, and their remarkable attempts
to synthesize their research into fundamental faculties, principles, or laws,
the phrenologists failed.
The interesting question is how was this failure occasioned? What precisely
enabled the phrenologists to fail in such a spectacular way? Put another way,
the question is how did the phrenologists manage to sustain their failure
for the better part of a century? The question deserves close inquiry because
phrenology was not just any kind of disciplinary failure.
It was a grand failure that attracted countless adherents - including some
very intelligent men. It was a failure that sustained professional associations,
symposia, treatises, and journals. The phrenologists assembled an elaborate
structure of detailed information and thus, phrenology became a kind of expert
domain. The question arises, what enabled all of this detailed expertise to
flourish, even though its fundamental ontology and its grounding structure
were deeply flawed?
The question is particularly salient because some of the phrenologists were
quite sincere in their ambition to establish a genuine science - one informed
by careful empirical observation of cases. Unlike their predecessors, the
speculative philosophers and the metaphysicians, the phrenologists were committed
to and did indeed perform countless case studies and case analyses. Given
such sustained encounters with empirical data - the real world of human comportment
- how did phrenologists fail to recognize that their own hypotheses, their
own methodological presuppositions, were not true? After inspecting so many
craniums, how did they fail to realize that the cranioscopic hypothesis was
wrong?
These questions are of interest not only for those who seek to understand
the evolution of phrenology, but also for those who seek to understand the
development of other expert disciplines. The answers have much to do with
the ways in which the phrenological paradigm was constructed. It was an amalgamation
of animisms and reifications; of self-referential complexity, of self-legitimations
and folk beliefs. The internal organization of phrenology gave its practitioners
what they wanted most: the belief that they knew something and that this something
was useful - even good. It also gave them an elaborate construct that could
be deployed to deny conflicting evidence and to counter opposition - without
dealing seriously with either.
A. Animism and Reification
In the context of nineteenth-century thought, Gall's phrenological taxonomy
enjoyed certain intellectual advantages over the taxonomies of other fields.
Gall's predecessors, such as Locke, had devised categories of mind in order
to show that the mind was adapted to reaching true inductions. In attempting
to vindicate the adaptation of mind to true understanding, Locke and the other
philosophers necessarily introduced a normative element into their analysis
and their taxonomies. Indeed, the classificatory schemes of the metaphysical
philosophers were aimed at understanding the idealized operations of the mind
in performing its idealized epistemological operations - namely, the production
of true inductions. [Note 44]
Gall, by contrast, sought to avoid these idealizing tendencies, favoring a
more functionalist approach instead. His interest was not in grounding certain
correct epistemic operations of mind, but rather in understanding how the
mind actually functioned. This meant two things. First, it meant dropping
the normative orientation: the thing to be explained was not correct operations
of mind, but operations of mind as these actually occurred (whether correct
or not). Second, his work explained not simply the knowing or understanding
mind, but more broadly, the interacting and behaving mind. [Note 45] Indeed,
as one commentator put it, "Gall's position on this issue is in some
respects a striking anticipation of the adaptational or functional view of
psychology which was developed half a century later in the wake of the theory
of evolution." [Note 46]
But for all his functional orientation, Gall's explanatory categories lapsed
back into a faculty explanation, with all of its attendant circularities.
[Note 47] How did Gall explain certain behavior such as aggression? There
was a faculty for aggression. How did Gall explain a facility for language?
There was a faculty for language. How did Gall explain altruistic behavior?
There was a faculty for benevolence.
The structure of this kind of explanation is simple. Behaviors are classified
into descriptive categories. The descriptive categories are hypostatized and
projected back onto an agency, a potentiality, or a faculty whose defining
character is its ostensible capacity to produce the behavior in question.
The agency, potentiality, or faculty is then offered as an explanatory cause
of the behavior. [Note 48]
The core problem with this kind of explanation lies in the unthinking transformation
of classifications designed to describe behavior (for instance, aggression)
into effective ontological agencies (the Destructiveness faculty). There is
thus a kind of unthought and unexamined transposition from epistemic heuristics
to ontological actualities. Such transposition is a generalized ontologizing
effect of language and of rhetoric. The ontological actualities produced by
this transposition have nothing going for them except the generalized ontologizing
effects of language and our failure to notice these effects.
The transposition from descriptive classification to ontological actuality
occurs readily - indeed, almost automatically. Such a transposition is occasioned
by three concurrent conflations. The epistemic classifications are erroneously
transubstantiated into robust ontological entities that are part of the world
to be explained. As the epistemic classifications are transubstantiated into
robust ontological entities, they are typically reified: they become determinate
object-forms with stabilized identities. And in the transition from epistemic
classification to ontological agency, they are endowed with animistic properties.
They become capable of producing behaviors, actions, and the like.
Such repeated conflation is precisely what happens in Gall's explanations
of brain functions. His explanations are reminiscent of Moliere's physician
who, when asked to explain how opium induces sleep, answers that opium has
a dormitive principle. [Note 49]
B. Self-Referential Complexity
When a faculty explanation takes hold, all sorts of entities are posited
into existence. These entities become the fundamental units of analysis. In
phrenology, the fundamental units of analysis were none other than the fundamental
faculties: these became the tacit ontological forms through which brain functioning
and human behavior were explained. [Note 50]
It is precisely because the fundamental ontological entities were imaginary
that all manner of complex relations could be established among them. Because
the units of analysis lacked any robust or stabilized referent, virtually
anything could be said about how they were related to each other.
Without any stabilized referent for the fundamental faculties, phrenologists
could produce a great deal of complexity, including numerous interpretations
and applications of the fundamental faculties. They could perform classic
analytical operations, such as specification, subdivision, and entailment,
in an endless array of combinations without much risk of running into serious
resistance from their putative object of study. The predictable result was
a great deal of complexity. Indeed, as the Fowlers put it:
If the students of law and medicine must study constantly some ten years
before they can be admitted to practise, what amount of preparation - of both
original talent and of acquired knowledge, are required to fit one for the
practice of a science far more complex and extensive than both law and medicine
united? - a science embracing within its vast range all the ever- varying
emotions and mental manifestations of the human mind - all the never- ending
phenomena of thought, feeling, opinion, and conduct appertaining to man! Let
any one undertake to calculate, arithmetically, the number of changes that
can be rung on the thirty-seven faculties in all their different degrees of
development, and he will find them to be inconceivably great . . . . [Note
51]
This production of internal complexity helped sustain belief. Indeed, the
internal complexity of a discipline often contributes to maintaining belief
among its practitioners. Practitioners become so focused on the intricacies
of minute disciplinary issues and problems that their attention is diverted
from any recognition that the entities and the discipline are a kind of collective
imaginary. Friedrich Nietzsche made this point succinctly with respect to
Kant:
But let us reflect; it is high time to do so. "How are synthetic judgments
a priori possible?" Kant asked himself - and what really is his answer?
"By virtue of a faculty" - but unfortunately not in five words,
but so circumstantially, venerably, and with such a display of German profundity
and curlicues that people simply failed to note the comical niaiserie allemande
involved in such an answer. People were actually beside themselves with delight
over this new faculty, and the jubilation reached its climax when Kant further
discovered a moral faculty in man - for at that time the Germans were still
moral and not yet addicted to Realpolitik.
. . . A time came when people scratched their heads, and they still scratch
them today. One had been dreaming, and first and foremost - old Kant. "By
virtue of a faculty" - he had said, or at least meant. But is that -
an answer? An explanation? Or is it not rather merely a repetition of the
question? How does opium induce sleep? "By virtue of a faculty,"
namely the virtus dormitiva, replies the doctor in Moliere . . . . [Note 52]
Nietzsche's observation obviously has broader applications. Generally, the
existence of internal complexity within a discipline imparts to its practitioners
a kind of confidence in the discipline itself and a corresponding inability
to engage in critical questioning of its root ontology and methodological
operations. The internal complexity and internal differentiation of a discipline
are experienced as a confirmation of the profundity and accuracy of its truths.
Among phrenologists, this internal complexity prevented them from recognizing
their flawed methodological assumptions as well as the error of their shared
and mistaken belief in an imaginary ontology.
Given the commitment of phrenologists to careful examination of empirical
data, it nonethless remains interesting that their numerous case studies did
not shake them out of their mistaken ontology. Indeed, given their examination
of thousands upon thousands of human skulls, it is striking that these empirical
observations did not lead the phrenologists to abandon their entire taxonomy
as well as the flawed cranioscopic hypothesis. [Note 53] Part of the answer
to this puzzle is that Gall and the phrenologists, despite their professed
commitment to scientific examination of the empirical data, wanted to believe.
C. The Legitimation of Phrenology
Although many phrenologists were not serious scientists, but rather hacks
or charlatans, this was manifestly not true of Gall and other eminent phrenologists.
The question thus is: how could someone like Gall, who was committed to serious
investigation of data, be taken in by such a flawed ontology and such mistaken
theories? Part of the answer is that Gall was not even-handed with his own
methodological commitments. Although he professed the need for careful and
impartial examination of nature, in deploying this methodology he sought confirmation
of his hypotheses. Gall would adduce evidence tending to support the existence
of a relation between behavior, cortical organ, and cranioscopic configuration.
But Gall had no fixed criteria, no standard, no threshold at all, for deciding
what constituted supporting evidence. [Note 54]
By contrast, if evidence seemed to falsify the crucial phrenological hypotheses,
Gall and the other phrenologists almost invariably sought to explain away
the data. Hence, when Gall encountered a case involving large, projecting
eyes (supposedly a sign of intelligence and good memory) coupled with a rather
unremarkable memory, he explained that the large eyes were probably due to
rickets or hydrocephalus. [Note 55] Similarly, when it was reported that Descartes'
skull was remarkably small in the anterior and superior regions of the forehead
(where the cortical organ for rationality was ostensibly located), Spurzheim
explained this away by noting that Descartes was not nearly so great a thinker
as previously supposed. [Note 56]
Phrenologists thus employed a shifting burden of proof: data tending to confirm
the veracity of phrenology were accepted immediately as evidence and treated
as true, while anomalies, falsifying data, and critical commentary were treated
as presumptively false and rejected. The phrenologists interpreted evidence
from a vantage that presumed that they were already in possession of secure
and certain knowledge. For them, the burden was on the critics and the unbelievers
to demonstrate the contrary:
If the functions of the brain had been already ascertained by some method
of inquiry of a more satisfactory nature than that resorted to by Dr. Gall,
we might have argued, with some fairness, that if his observations were inconsistent
with those already obtained, they could not possibly be true. But when it
is notorious that all other methods of investigation have failed to unfold
the mystery of the cerebral functions, it is as obvious as the noonday sun,
that no information which we may possess can enable us to decide, a priori,
and without any examination of the evidence, that his mode of inquiry is fallacious
and its results untrue. [Note 57]
In one sense this defensive orientation is characteristic of any professional
discipline that, by definition, understands itself to be already possessed
of certain knowledge and methods. [Note 58] But all professional disciplines
are not defensive or closed in all the same ways. The defensive posture of
the phrenologists was particularly pronounced.
In the later stages of phrenology, any distinction between phrenological knowledge
and its advertisements for itself collapsed. Phrenology became a discourse
of self-celebration. The ironic result was that, as phrenological knowledge
became increasingly stressed and less credible, the normative claims about
its usefulness and moral worth became increasingly inflated and more grandiose.
[Note 59]
The phrenologists thus insulated themselves and their discipline from any
productive confrontation with criticism. Phrenology's research program, in
effect, became little more than a reiteration of its own internal architecture,
its own self-same truths. To the extent that it survived, it did so for exactly
the same reasons that it failed: the field and its practitioners were insulated
from criticism by the phrenologists' desire to believe. They wanted to believe.
And thus, they disregarded whatever threatened their beliefs.
D. Folks and Phrenology: The Production of Belief
One thing that made phrenology possible was its close tie to folk beliefs.
From the perspective of folk beliefs, the cerebral localization hypothesis,
the cranioscopic hypothesis, and Gall's twenty-seven fundamental faculties
seemed perfectly sensible.
The cerebral localization hypothesis tracked a folk frame linking function
and locale. In all manner of folk beliefs about the body, housing, religion,
architecture, work, and the like, there is a metonymic link between function
and locale. The phrenologists and their contemporaries could thus easily believe
that various locales of the brain were linked to different functions. In Gall's
phrenological work, this belief drew support from an explicit analogy to other
bodily organs. [Note 60] Inasmuch as bodily organs (the stomach, the liver,
the kidneys) are dedicated to certain bodily functions, it seemed reasonable
to suppose that the same principle might apply within an organ (specifically,
the brain). This incompletely theorized analogy helped yield the cerebral
localization hypothesis.
The phrenologist's cranioscopic hypothesis likewise tracked folk beliefs.
The cranioscopic hypothesis holds that the size of a cortical organ is correlated
to its power. The bigger the organ, the greater its power. The plausibility
of this supposition stemmed from a perceived correlation between magnitude
and capacity. The idea of a link between the two is a folk frame that is instantiated
in all manner of folk beliefs about physics, biology, sexuality, war, and
so on. One need only add the reasonable supposition that cranial size reflects
the magnitude of the various cortical organs, and phrenology's cranioscopic
hypothesis becomes eminently believable.
Furthermore, in its description of the fundamental faculties, phrenology incorporated
various folk beliefs about human character and temperament. The faculties
identified by Gall were already coterminous with character traits identifiable
throughout Western culture. Benevolence, acquisitiveness, amativeness, combativeness
- these were all character traits well known and easily recognized among the
populace. What Gall identified as faculties, folk belief described variously
as temperament (such as bilious or lymphatic) or as character (such as greedy
or aggressive). Phrenology's ontology of fundamental faculties thus tracked
and tapped into a pre-existing folk ontology of temperament and character.
Phrenology reconstructed a folk ontology already in force into a mildly more
scientific jargon. Indeed, "the quintessence of phrenology's appeal was
. . . in its ability to shelter and legitimize existing beliefs by recasting
them in a scientific mould." [Note 61]
Thus, by replicating a folk ontology in a slightly more professionalized jargon,
phrenology was able to draw upon pre-existing folk beliefs while nonetheless
representing its knowledge as scientific and rooted in actual scientific empirical
investigation. This double aspect - (1) the tracking of a folk ontology, (2)
in a jargon seemingly independent of that folk ontology - gave phrenology
its considerable rhetorical power.
In addition, phrenologists often made their "science" track popular
moral and political beliefs. Much phrenological work was explicitly racist,
ascribing inferior physiological capacities to non-white races. [Note 62]
Moreover, case diagnoses performed with phrenological terminology tended to
coincide and blend with specific folk beliefs. For instance, one phrenologist's
diagnostic analysis of Chief Justice Marshall found that his head was "remarkable
for its fine proportions." [Note 63] Chief Justice Marshall's head displayed
"a strong preponderance" of the "higher sentiments and higher
intellect." [Note 64] The organs of Comparison, Causality, Individuality,
Benevolence, Reverence, Firmness, Conscientiousness, and Ideality were "noticeably
large," while the organs of Self-esteem and Love of Approbation were
"but moderate." [Note 65] The phrenologist then concluded on a celebratory
note, weaving folk beliefs about Chief Justice Marshall with phrenological
truth:
We will now see how admirably his organisation was fitted, not only to constitute
a great judge, but such a judge as he is known to have been. . . . With an
intellectual region so large and well balanced, Judge Marshall had little
difficulty in acquiring all the knowledge necessary to the formation of judgment
. . . . But intellect alone is not sufficient to constitute the judge. The
feelings should all be active, but should act in harmony. There should be
a large organ of Conscientiousness. This is but the organ of a blind feeling,
but it acts as a power in giving a strong desire to discover the truth - and
the whole truth - and in exciting the intellect to greater effort when in
search of truth. This, we have remarked, was a very large organ in the head
of Judge Marshall. . . . His organs of Reverence and Benevolence being large,
these, connected with his moderate Self-esteem, rendered him a most patient
listener. [Note 66]
Finally, the plausibility of phrenology was supported by the accomplishments
and instrumental gains that it promised. Phrenologists promised that their
science would be useful in the day-to-day affairs of men. Particularly in
its later days, serious scientists abandoned phrenology, and practical entrepreneurs
joined the phrenological enterprise. The switch in orientation from the pursuit
of science to the rendition of instrumental services was well captured by
Sizer, who wrote in 1882, "Fifty years ago people asked: 'Is Phrenology
true?' Now they ask, in regard to its uses, 'Does it benefit mankind?"'
[Note 67] Phrenology promised to accomplish what few other forms of learning
could deliver. Phrenology promised men nothing less than control over their
lives:
Before phrenology was known, the wisest of men had no means of deciding, with
anything like certainty, the talents or character of a stranger; and hopeful
mothers looked upon their darlings as so many angelic blanks, each likely
to realize her fondest expectations. Now phrenology tells her how to guide
the wayward and encourage the timid, and thus reach desired results . . .
. There is ten times more in men and women than they realize, and their relation
to business and effort could be wonderfully improved if they knew their just
powers and weaknesses; and in like manner the moral and social happiness might
be greatly enhanced. [Note 68]
Phrenology promised both order and progress. As one commentator put it, "[r]
egularity yet change, order yet progress - this was the service of the organismic
metaphor celebrated by phrenology." [Note 69]
On the side of order, phrenology claimed that certain organic laws governed
the development and behavior of mankind and that the secret to human fulfillment
and happiness lay in knowing and observing those laws. In an era in which
religious beliefs were rapidly eroding, phrenology promised to restore order
and meaning to the universe. [Note 70] On the side of progress, phrenology
championed "the regeneration of the individual." [Note 71] Phrenologists
invoked lessons about their faculties to promote middle class morality and
Victorian virtue. Combe's treatise preached temperance, cleanliness, regular
habits, individualism, and property rights and warned against spicy foods,
living by stagnant waters, insubordination, and absenteeism. [Note 72] He
cautioned his readers about the overdevelopment of the faculties. On the one
hand, excessive philoprogenetiveness would result in "pampering and spoiling
children." [Note 73] On the other hand, excessive amativeness would yield
"innumerable evils" and render individuals unfit for the clergy
(where chastity is a requirement). [Note 74]
Particularly in its later days, phrenology sustained itself not so much by
advancing the acquisition of knowledge or understanding (that simply was not
happening), but rather by demonstrating that its existing body of knowledge
was useful to social and individual achievement. But even as early as 1839
the American Phrenological Journal devoted an entire serial article to illustrating
the utility of phrenology, its truth being simply assumed: "we believe
that - Phrenology is useful, because it is true. With the premises we have
laid down, this proposition requires not proof but illustration. As we have
said, we take for granted its truth. It is therefore useful." [Note 75]
In these ways, phrenology came to be closely associated with folk culture
- with the practical day-to-day hopes and needs of men and women. "It
became popular because of its novel familiarity." [Note 76] In its later
days, belief in phrenology was promoted not so much by demonstrating the validity
of its fundamental ontology and fundamental principles, but rather by highlighting
its usefulness - that is, its ability to advance individual achievement and
to promote the social good.
III. Law
Despite the obvious differences between the rhetorical, intellectual, and
social organization of phrenology and American law, there are some striking
similarities. We will attend to the similarities first, and then explore the
differences.
Phrenology and law both emerged as disciplinary knowledges through attempts
to cast them in the form of sciences. Both "sciences" were aesthetically
organized around a fundamental ontology of reifications and animisms - "faculties"
in the case of phrenology, "doctrines" and "principles"
in the case of law. Each discipline developed into an extremely intricate
production of self-referential complexity. In both cases the disciplinary
edifice was maintained by practitioners who sought confirming evidence of
the truth (and later the normative value) of the disciplinary enterprise and
who went to great lengths to avoid disconfirming evidence and disenchanting
encounters. In law in particular, the legitimation of the enterprise has been
understood to be an essential aspect of the enterprise itself. Finally, the
surface plausibility of both enterprises - phrenology and law - was maintained
through tacit dependence on folk beliefs (folk-frames and folk-ontologies)
that were re-cast in a professionalized jargon.
A. Law as Science
Much of the systematization of the discipline of American law occurred in
the late nineteenth century when the training of lawyers was transformed from
guild apprenticeship to professional university education. Much of the conceptual
groundwork for this transformation is typically attributed to Christopher
Columbus Langdell, the first Dean of the Harvard Law School. [Note 77] Langdell
stands in much the same relation to the discipline of American law as Gall
stands to phrenology. Both played a crucial part in establishing their respective
disciplines as sciences. Both served a critical role in defining the fundamental
ontological units of their respective sciences - faculties in the case of
Gall's phrenology and doctrines and principles in the case of Langdell's law.
Moreover, both had enduring influences on the internal aesthetic of their
respective disciplines.
Although Gall and the phrenologists were never able to secure a place for
phrenology in the university, Langdell and his brethren enjoyed remarkable
success. But the going was not easy. To firmly ensconce law within the university,
it was necessary to establish its intellectual credentials. Not only did universities
have to be convinced that law was somehow an appropriate and reputable discipline
worthy of study in its own right, but the profession of lawyers and judges
also had to be convinced that university training in law was helpful and necessary
for practice.
In the early 1800s, law was often viewed not so much as a discipline, but
as a kind of handicraft. [Note 78] Although a few law schools had been in
existence for many years, most legal training was still accomplished through
apprenticeships. [Note 79] To the extent that law was essentially a kind of
craft, it was not at all apparent why universities should engage in its teaching
or study. As Christopher Columbus Langdell put it, "[i]f law be not a
science, a university will best consult its own dignity in declining to teach
it. If it be not a science, it is a species of handicraft, and may best be
learned by serving an apprenticeship to one who practises it." [Note
80]
Langdell, of course, strongly supported the vision of law as science. Indeed,
he had been brought to the law school by a chemist, President Eliot of Harvard
University, who was already prepared to embrace this conception of law. [Note
81] When Langdell and his followers conceptualized law as a science, they
thought of science in its nineteenth-century sense: science as rational ordering
based on observation. [Note 82] Onto this traditional nineteenth-century sense
of science, legal thinkers grafted a nascent twentieth-century sense of science
as empirical method. Langdell was explicit in analogizing law to the natural
sciences. He conceived of judicial opinions as specimens ready for observation
or dissection:
We have also constantly inculcated the idea that the library is the proper
workshop of professors and students alike; that it is to us all that the laboratories
of the university are to the chemists and physicists, all that the museum
of natural history is to the zoologists, all that the botanical garden is
to the botanists. [Note 83]
In 1892, William Keener, Dean of Columbia College of Law, put it this way:
Under this system the student is taught to look upon law as a science consisting
of a body of principles to be found in the adjudged cases, the cases being
to him what the specimen is to the mineralogist. It should be remembered that
the student is not simply given the specimen and asked to find out as best
he can what it is, but each specimen is accompanied by an elaborate explanation
and classification. [Note 84]
Langdell was so convinced that law was a science - not a craft - that, in
what has now become an entrenched and pervasive practice, he favored hiring
young teachers who had little or no experience in the practice of law. Indeed,
when Langdell retired from his deanship in 1895, three of the eight faculty
members, namely Ames, Beale, and Williston, had joined the faculty as young
men with little experience in practice. [Note 85]
Critical to the Langdellian representation of law as a science was the central
role that Langdell accorded to cases. Cases were the specimens to be studied.
They were to be studied for the doctrines and the principles that they embodied.
The vehicle that enabled this study was the casebook - a compendium of cases
selected and organized by the law professors to inculcate the law. In its
time, one of the most significant and controversial aspects of the casebook
approach was its firm rejection of legal treatises and lectures as instruments
of law school instruction. [Note 86]
Langdell and his brethren systematized a purportedly unruly array of cases
into a pyramidal structure of clean, conceptual doctrines, linked to each
other by a series of principles. They subdivided law into discrete fields,
such as contracts or torts, each with its own foundational aesthetic. Thus
Langdellian synthesis accomplished an impressive formalization of law. As
Christopher Columbus Langdell himself put it:
The vast majority [of cases] are useless, and worse than useless, for any
purpose of systematic study. Moreover, the number of fundamental legal doctrines
is much less than is commonly supposed; the many different guises in which
the same doctrine is constantly making its appearance, and the great extent
to which legal treatises are a repetition of each other, being the cause of
much misapprehension. If these doctrines could be so classified and arranged
that each should be found in its proper place, and nowhere else, they would
cease to be formidable from their number. [Note 87]
In this formalization, several aspects were critical for the representation
and development of American law.
First, the Langdellian vision posited a specification of the formal ontology
of the law - the critical identities or forms that American law takes. The
Langdellian vision pre-figured law as a collection of "doctrines and
principles." [Note 88] These artifactual forms became the precincts where
law was to be found. Law was to be found not in mind-sets, or attitudes, or
habits or skills, or anything of the sort, but instead in propositional statements
cast as discrete object-forms. This aesthetic of law has lasted until the
present day. The stabilization of identities presumed into existence by this
formal ontology of the law is what enables such claims as the assertion that
law is "objective" and "neutral." It is this presumption
that law exists in the manner of object-forms that enables the objectivist
colloquialisms that law can be "found" and that judges should "apply"
the law, not "make" it.
A second critical aspect of the Langdellian formalization was its creation
of an autonomous sphere of law. By positing that American law "consists
of certain principles or doctrines . . . traced in the main through a series
of cases," [Note 89] the Langdellian formalization gently shifted the
principal situs of law away from the courts and their cases toward the legal
academy and its doctrines and principles. According to the Langdellian formalization,
the case decisions of the courts were merely the embodiments through which
doctrines and principles were expressed and developed. To be sure, the "original
sources" must be closely examined in order to arrive at the proper distillation
of case law into doctrines and principles. But the distillation - the declaration
of what the law is - would be the special province of the law school. What
the Langdellians wanted, in short, was to follow the path of the German legal
academics with their "detailed, systematic, sustained, and comprehensive
works of scholarship." [Note 90]
In this endeavor, the Langdellians faced a problem very much the same as that
faced by Gall in his attempt to identify the "fundamental faculties."
Langdell's problem was how to identify the true and correct doctrines and
principles. Unlike Gall, Langdell apparently never fashioned a clear methodology
to accomplish this kind of task beyond the rather abstract requirements of
consistency, coherence, hierarchy, and conceptual boundary maintenance. [Note
91]
A third critical aspect of the Langdellian formalization was that it posited
an internal order to law - an order marked by consistency, coherence, hierarchy,
and conceptual boundary maintenance. This order could be identified by examining
the original sources, the judicial opinions in which the order would appear.
The task of the Langdellian scholar was to unearth the order, these principles
and "essential doctrines," [Note 92] from their sometimes befuddled,
inadequate, and incomplete expression in the case law. Langdell not only gave
his fellow scholars their own distinct field of objects to study, but he also
provided them with an academic mission, the same academic mission that would
be performed by law students themselves - namely, the close examination of
case law and the arrangement and classification of "essential doctrines."
[Note 93]
The Langdellian formalization was in many respects similar to Gall's efforts
to render the study of the human brain and human behavior a scientific enterprise.
One notable difference has been of lasting significance. Gall sought to establish
categories of a functional character to explain individualized human behavior.
Langdell's fundamental categories - his doctrines and principles - by contrast,
were prefunctional. Langdell did not identify fundamental doctrines and principles
in order to explain how some judicial decision was actually reached. Instead,
Langdell formulated doctrines and principles in order to enable the recognition
of correct (and incorrect) case law decisions. His categories of doctrines
and principles were thus, from the very beginning, designedly normative in
character - aimed at judging which judicial decisions were law (and which
were not).
Moreover, the objects of study - the case law decisions - were themselves
already rigorously idealized. Langdellian science concentrated not on the
outcomes or meanings of a case, broadly understood, but rather on its "holding"
or its "doctrine." The result is that the Langdellian science operated
within an idealized realm of its own creation. This idealization of the objects
of study was in contrast with the functional ambitions of phrenology. In a
sense, the Langdellian effort was much closer to the aesthetics of the metaphysical
philosophers than to the kind of functional science that Gall sought to establish.
Just as Locke sought to understand the categories of mind that would ground
the ability of human beings to reach true inductions, [Note 94] Langdell wished
to identify the categories of law - the doctrines and principles - that would
ground the ability to reach correct legal decisions.
Yet despite his idealizing tendencies, Langdell's commitment to the empirical
analysis of case opinions seems to have been sincere. In a gesture that would
be repeated by many generations of American legal thinkers - particularly
among the great number who came to be educated at Harvard Law School - Langdell
sought to distill the law from an empirical examination of case law "specimens."
For American legal thinkers, even late into the twentieth century, this empirical
survey of case law, and the integration of useful case law into the Langdellian
taxonomy, came to be synonymous with "knowing" the law.
B. Principles, Doctrines, and Other Reified Animisms
The Langdellian distillation of case law into fundamental legal doctrines
and principles was an exercise in clarification, systematization, and classification.
As in the case of phrenology, however, the doctrines and principles of the
new legal science were not just descriptive classifications. Langdell's doctrines
and principles were not just helpful heuristic devices for the sorting of
case law. They were the law itself. Hence, they came to be cast as robust
object-forms with stabilized identities. Indeed, this reification was an important
aspect of the reductive ambitions of the Langdellian project - to state the
"fundamental" and the "essential" doctrines and principles,
so as to simplify the law. This reductive gesture would find strong echoes
throughout the history of American law - in the codification movements of
the late nineteenth century, [Note 95] in the seriatim ALI restatements of
the twentieth century, [Note 96] in the attempts to subject law to the discipline
of grand normative "theory" of the late twentieth century, [Note
97] and even in the structuralist representations of doctrine of Critical
Legal Studies scholars. [Note 98]
Not only were the Langdellian categories reified, but they were endowed with
animistic properties: they were cast as agencies capable of shaping the development
of the law. As Langdell put it, "[e]ach of these doctrines has arrived
at its present state by slow degrees; in other words, it is a growth, extending
in many cases through centuries. This growth is to be traced in the main through
a series of cases . . . in which it is embodied." [Note 99] In Langdell's
law, doctrines and principles were doing some amazing things - and doing them,
fully animated, all by themselves. Hence Langdell would say, "Equity
will . . . annex to such a contract an obligation directly to B . . . ."
[Note 100] For Langdell, Equity was always annexing this, or annexing that,
or creating this obligation or that one - and doing so all by itself, without
the assistance of courts or counsel. Indeed, Langdell said as much: "Many
equitable obligations are created . . . by equity alone . . . . For example,
it is by force of equity alone that an equitable obligation follows the property
. . . ." [Note 101]
The construction of these "doctrines" and "principles"
as ontologically robust, reified, animated agencies was neither a stylistic
idiosyncrasy nor mere metaphorical excess. Rather, the stylistic formalism
of Langdell's mode of expression was essential to his substantive representation
of law. [Note 102] Just as it was essential to phrenology that phrenologists
believe in the equation of fundamental faculties with the functions of various
cortical organs and that they believe that the faculties caused certain behaviors,
it was essential to the Langdellian project that Langdell and his followers
believe in the equation of fundamental doctrines and principles with law and
that they believe that these doctrines and principles governed the development
of law. To sustain that sort of belief, the doctrines and principles had to
be cast as reified animated agencies. For law to be law, it was absolutely
necessary not only that case decisions conform to certain coherent patterns,
but that something exist that could be equated to law itself and that would
make these decisions conform to certain coherent patterns.
The foundational gesture of Langdellianism is the same as that of phrenology.
A certain pattern is abstracted from the data (here case law decisions). The
pattern is then projected back onto imagined reified enabling agencies - such
as "doctrines" and "principles." The enabling agencies
are then equated with law and, quite fortuitously, found to be at once generative
of and constraining upon the official decisions of judges and other officials.
At various points in the late twentieth century, belief in the Langdellian
agencies of certain "essential doctrines and principles" broke down.
With the onslaught of legal realism, the travails of legal process, the corrosive
contributions of consequentialist reasoning, the normative adventures of rights
and principles jurisprudence, and the reductive stylizations of microeconomics
and Critical Legal Studies, much was added to the legal repertoire.
C. The Persistence of the Langdellian Paradigm
In the contemporary American legal academy, it is widely assumed that Langdellianism
is "history." The dominant assumption is that "we are all realists
now" and that, even if some of us are not realists, we are all far more
sophisticated than Langdell at any rate. Indeed, one would be hard- pressed
to name many contemporary self-avowed Langdellians. To the contrary, among
late twentieth-century American legal thinkers, it is almost de rigueur to
"reject" or "renounce" Langdellianism as misguided, if
not downright looney. [Note 103]
The very fact that virtually all American legal thinkers explicitly "reject"
or "renounce" Langdellianism is usually understood in the American
legal academy to spell the demise of the Langdellian paradigm. Indeed, the
very fact that Langdellianism is roundly rejected throughout the legal academy
is often taken to be conclusive evidence that Langdellianism has been overcome.
This conclusion, however, is something of a non sequitur. Such "rejections"
of Langdellianism are, after all, nothing but mere representations of belief.
They are statements made by legal thinkers about what they believe; they are,
in short, beliefs about the speaker's beliefs. But there's the rub: what a
person says he believes and what he does believe are not necessarily (or perhaps
even usually) the same thing. Still less can an obvious identity be presumed
between one's beliefs and one's practices.
This assumption that one's beliefs have a regulative force on one's other
beliefs is, once noticed, rather incredible. How then have American legal
thinkers come to believe that their explicit renunciation of Langdellianism
is tantamount to overcoming Langdellianism? The answer is decidedly ironic:
the routine supposition among American legal thinkers that one's beliefs are
regulative of what one believes in practice is itself a psychological mimesis
of Langdellianism. Just as Langdellianism holds that declared law is regulative
of law in practice, American legal thinkers presume that their declared beliefs
about their own legal beliefs are regulative of their legal beliefs in practice.
This unwitting psychological mimesis is emblematic of the hold that the Langdellian
paradigm continues to exercise on American legal thought. Specifically, the
Langdellian paradigm is still with us in ways that, by virtue of its continued
dominance, remain largely unnoticed. This disciplinary self- effacement is
neither strange nor surprising: it is instead one of the ways in which a disciplinary
paradigm can achieve success.
A disciplinary paradigm can achieve success by depriving its participants
of the ability to recognize its foundational gestures, thereby enabling the
paradigm to be projected and thus "re-discovered" endlessly on new
terrain - in case after case. The inability of the participants to recognize
the foundational gestures ensures that the search for the disciplinary object
is neither consummated nor discontinued. [Note 104] The search is never consummated
because the disciplinary object does not exist as such: it is a construction
of the foundational gestures - gestures that remain invisible to the participants.
At the same time, and also ironically, the inability of the participants to
recognize the foundational gestures helps maintain interest in the search
because the searchers keep "finding" evidence confirming the truth
of the paradigm on the new terrain - in case after case, jurisprudence after
jurisprudence.
One aspect of the Langdellian paradigm that is still very much in force is
the supposition that "the law" is located in and can be found in
such artifacts as the Langdellian "doctrines and principles." To
be sure, the list of authorized artifacts has grown to include not only doctrines
and principles, but policies, tests, values, techniques, models, methods,
and theories as well. But what remains the same are the assumptions that the
law is to be "found in," "contained in," "located
in," and "provided by" such artifactual entities. Although
all of these entities have different properties within the American "legal
cosmology," [Note 105] they each share certain interesting artifactual
attributes: each of these artifacts (from "doctrine" to "theory")
is endowed with some power to regulate its object-field and each is at once
a repository and an agency of "the law."
Interestingly, although new artifacts have been explicitly added to the legal
repertoire, the new additions bear the marks of Langdellian artifactuality.
Hence the late twentieth-century acceptance of "legal theory," which
to many American legal thinkers seemed a radical and irresponsible departure
from "solid doctrinal work," turned out to be well within the Langdellian
orthodoxy. Just as Langdell sought to integrate cases into the organizing
taxonomy of "certain doctrines and principles," late twentieth-century
thinkers sought to integrate certain doctrines and principles into an organizing
taxonomy of theory. To put it perhaps too bluntly, "legal theory"
has often been little more than Langdellianism raised to the second power
- a doctrine of the doctrine - a meta-doctrine that, like the original, was
addressed at least nominally to courts and purported to direct their legal
decisions. Often such "theory" was praised and criticized by other
legal academics using criteria typically used to evaluate doctrine: is the
"theory" determinate, realizable, practicable, anchored in authority,
internally coherent, and the like? And like court-issued law generally, "legal
theory" was often portrayed as neutral in provenance and intent, autonomous
in character, context-transcendent in scope, and regulative of its object-field.
This process by which the stamp of Langdellian artifactuality is impressed
upon new additions to the American legal repertoire is repeated endlessly,
automatically. Ostensible departures from the Langdellian paradigm are almost
immediately reappropriated. [Note 106] For instance, one of the purportedly
"revolutionary" modifications of Langdellianism was the recognition
that social and institutional agents known as "courts" or, more
generically, "decisionmakers" contribute to the development of the
law. Langdell originally established a law so pure, so formal that it mysteriously
worked all by itself: doctrine did things to other doctrines seemingly unassisted
by any human or institutional agency. Ironically, as soon as social agents,
such as "the court," were recognized within the legal repertoire,
they became imprinted with the marks of Langdellian artifactuality. Hence,
the American legal thinker's dominant image of "the court" is pervasively
legalicized: the court is an agency whose identity is fashioned in the image
of American law. It is a constellation of specific legal duties, obligations,
and powers - a construction of legalist discourse. Although "the court"
may be a term that points to a social agency that exceeds legality, in American
legal thought, this social agency is nonetheless cast in the Langdellian aesthetic.
"The court," as the expression is understood in American legal thought,
is itself cast as a construction of the law.
The same imprinting of the Langdellian aesthetic occurs with other markers
that ostensibly point toward the social. Hence, no sooner are signifiers,
such as "social construction," "culture," "practices,"
"politics," and the like, introduced to American legal thought than
they become domesticated by and reconfigured in the image of the Langdellian
aesthetic.
This pattern of domestication and reconfiguration can be seen at work in the
interdisciplinary context as well. Whether the talk is of microeconomics,
deconstruction, Frankfurt school critical theory, history, or whathaveyou,
legal thinkers are forever recasting foreign disciplines in the Langdellian
aesthetic. It is in this way, for instance, that what Stanley Fish calls the
"interpretive community" becomes reified into an identifiable authority
otherwise known as the American legal profession. [Note 107] It is in this
way too that the careful epistemological nihilism of Ronald Coase [Note 108]
becomes petrified into a foundation for countless "constructive"
prescriptions on how to improve the efficiency of the law. [Note 109] This
domestication and reconfiguration continues when Foucault enters the legal
academy and is promptly offered as an authority for the Supreme Court. [Note
110] And the same pattern is seen again when the perspectival anti-formalist
moments of American pragmatism are used to privilege the perspectives of certain
highly stereotypical classes of "the oppressed." [Note 111]
The raw improbability of these projects is testimony to the continued hold
of the Langdellian paradigm. What is improbable is not examining law from
the perspective of a Fish, a Coase, a Foucault, a James; such perspectives
might produce some understanding of what law is, what it is not, and of what
its limitations are. What is completely improbable is the prospect of transforming
any of these perspectives into law. Moreover, it is improbable from both the
legal and the extra-legal perspectives. From the perspective of the legal,
it is doubtful that many agents charged with making or finding law would adopt
any of these approaches. From the perspective of the extra-legal, Fish, Foucault,
and company, exhibit a certain resistance to their assimilation into the law
form - particularly, the Langdellian law form.
The efforts of legal thinkers to transform such improbable sources of knowledge
into law are symptomatic of the continued hold of the Langdellian paradigm.
These efforts are typical of what one does - what one is supposed to do -
as a legal thinker. The task is to subsume, subordinate, and envelop new material,
new contexts, and new problems within the Langdellian aesthetic. For elite
legal thinkers, the task is basically to police law's empire, to guard its
gates, to restate its timeless truths, and to deliver up new colonies.
This brings us to another aspect of the continued hold of the Langdellian
paradigm. Despite significant contributions from ostensibly anti-Langdellian
corners of the academy - legal realism, Critical Legal Studies, law and society,
microeconomics - the self-image and persona of the legal thinker remain largely
the same. In the time of Langdell, the self-image of the legal thinker was
that of a judge of the judges. The legal thinker sifted through legal opinions
to distill the kernel of truth: certain doctrines and principles. Conforming
precedent would be approved; non-conforming precedent rejected. In the late
twentieth century, the list of artifacts to be judged and the kinds of issues
to be adjudicated has grown. But the role of the legal thinker as a kind of
meta-judge remains the same.
In short, ever since Langdell, the fundamental paradigmatic activity has been
one of sorting, evaluating, adjudicating, and subsuming things so that they
become, or become subordinate to, the Langdellian aesthetic. Like the judges
whom they imitate, legal thinkers understand themselves to be engaged in the
enterprise of "doing law." American legal thinkers have introjected
into their own disciplinary paradigm the standards, the criteria, the rituals,
the forms of knowledge, the idioms, the local ideologies, the habits, the
proficiencies, and the professional deformations of those they claim to study
- the courts, the judges, and the legislators. They are, in short, like anthropologists
who "have gone native" with their own tribe.
D. The Self-Referentiality of Law
One result of this introjection is that the discipline of American law curiously
collapses its objects of study with its method of study. The objects of study
often bear such names as doctrines, principles, policies, and tests. These,
it turns out, are the fundamental units of analysis employed in explaining
and understanding law itself. As a result, law becomes a vigorously self-referential
universe - one in which the various units of analysis are used to identify,
explain, and understand other units of analysis and vice versa. [Note 112]
The circularity of American law is pervasive. To engage in the enterprise
of American legal thought is not only to argue in a circle, but also to argue
with elements whose identities are the intersections of various circles. Even
fundamental units are composed of a variety of chains of signification. For
instance, the juridical entity known as a "constitutional right"
is constituted as a more or less stabilized intersection of linguistic formalism
(the text), primitive psychologism (the framers' intent), naive instrumentalist
social theory (means/ends analysis), and moral animism (principles and values).
These and other chains of signification intersect and blend with each other
to produce what legal thinkers call a "constitutional right." Hence,
the very identity of a unit of analysis is an intersection of various other
units of analysis.
In consequence, the fundamental terms of analysis remain radically underspecified
and, perhaps more to the point, radically unspecifiable. At the end of the
twentieth century, a great many plausible things can thus be said about the
fundamental units of analysis. For example, any of the following propositions
can still be maintained:
something is not law because it is not just; [Note 113]
something is law even though it is not just; [Note 114]
something is law because it is just; [Note 115] or
something cannot be at once law and just. [Note 116]
The problem is not, as some would have it, a lack of "rigor." Rigor
was never a possibility. The object of study - for instance, what is called
a "right" - is ontologically constituted in a way that defies rigor:
it is protean, pluralistic, and relational, except, of course, when it is
fixed, monistic, and autonomous.
Not only is there no disciplinary method for identifying what counts as one
doctrine, one principle, or one unit of analysis - the problem of individuation
faced, but not answered by Langdell - but it turns out that there is also
no specified method for distinguishing the doctrines, principles, or units
of analysis that are authentic from those that are spurious. To put it simply,
in American law, there is no method because there is no specified core ontology,
and there is no specified core ontology because there is no method.
In addition, there is no accepted specification of the rules of transformation.
It remains unclear, for instance, how a principle might or might not affect
a doctrine (or vice versa) or how a theory is supposed to affect principles
and doctrines. To take a simple example, consider the relation between a "rule"
and the "reason behind the rule." In some cases, the reason behind
the rule virtually determines the rule's content. In other cases, the reason
behind the rule justifies, but has no significant effect on the rule's content.
It is in this way that the relationship between a "rule" and the
"reason behind the rule" is contextual.
Because the units of analysis lack any robust or stabilized referent and because
the relations that can possibly be established among these units of analysis
are radically underspecified, a great many (often incompatible) things can
be said about how the various units of analysis relate to each other or to
actual judicial decisionmaking. This phenomenon, which in Critical Legal Studies
parlance is called "indeterminacy," [Note 117] does not simply occur
"externally" - in the counter-positioning of legal doctrines or
other legal artifacts. The indeterminacy arises "internally" as
well - within a "single" legal artifact. In other words, when legal
thinkers refer to "rules" or "rights," there is a profound
sense in which they literally do not - and, moreover, cannot - know what they
are talking about. [Note 118] Every "rule," "right," or
other legal artifact is a locus not only of determination, but of non-determination
as well.
In law, as in phrenology, the underspecification of the fundamental units
of analysis, their relation, and the ways in which they are identified allows
practitioners to produce a great deal of complexity. Throughout the twentieth
century, this complexity has blossomed. A series of operations and questions
facilitated the creation of ever more detailed analytical sub-categories,
exceptions, predicate conditions, and the like. These operations and questions
could be repeated at each new level of law's conceptual organization. Questions
such as: What counts as evidence? What is the burden of proof? What is the
appropriate procedure for taking cognizance of this issue? Does this institutional
body have jurisdiction? What do these terms mean? How does this term modify
that one? Are these terms sufficiently well specified? On whose authority?
Is this authority valid? On what grounds? [Note 119]
The legal-process thinking that emerged in the American legal academy of the
late 1950s and early 1960s celebrated such detailed inquiry. [Note 120] In
this conceptual universe, there was no reason for the process of questioning
ever to end. For every answer given, a host of questions could be asked again,
repeatedly, interminably. Much of the overwrought and overconstructed character
of contemporary trials, Supreme Court opinions, and law review articles is
traceable to the exasperatingly picayune aesthetic of this mid- century jurisprudence.
[Note 121]
Of course, legal thinkers have made numerous attempts to systematize law through
the imposition of reductive schemes: everthing from the late nineteenth-century
codification movements to the late twentieth-century "legal theory."
But despite these attempts at systematization, the complexity of American
law has proliferated. Ironically, every reductive effort seems to have produced
yet more complexity. This perverse effect results from the failure of any
reductive effort to take hold completely. Such failure is, in turn, predictable
given the non-determination at the heart of the legal ontology: there is nothing
determinately there to reduce down to.
To a large extent, this self-referential complexity has bolstered belief in
law. In its vastness, this self-referential complexity both enabled and confirmed
the possibility of making seemingly sophisticated moves within the edifice
of law itself. The promise was that a mastery of law combined with sufficient
native intellectual power would enable the performance of some truly admirable
intellectual operations. In the solemn words of Henry Hart:
Thus, the Court is predestined in the long run not only by the thrilling tradition
of Anglo-American law but also by the hard facts of its position in the structure
of American institutions to be a voice of reason, charged with the creative
function of discerning afresh and of articulating and developing impersonal
and durable principles of constitutional law and impersonal and durable principles
for the interpretation of statutes and the resolution of difficult issues
of decisional law. [Note 122]
The very magnitude and grandeur of the discipline of law - its impressive
collection of ostensible bits of knowledge - contributed mightily to the sense
that there was truly something there. Indeed, the vastness and the magnitude
of the edifice made it difficult for anyone to believe that an enterprise
possessed of so much information could be almost entirely bereft of knowledge
or insight.
Moreover, the self-referential complexity of law led to a disciplinary orientation
toward the micro-context. Faced with the daunting mass of legal materials,
legal thinkers, law teachers, and law students often eschewed big questions
in favor of purportedly small-scale questions. The result of this preference
for resolving "concrete legal problems," this micro- perspective,
was to render a great deal of nonsense seemingly quite plausible.
For example, if one asks whether a single appellate opinion is elegant in
mastering its "tensions," [Note 123] it is easy to forget that an
appellate opinion is but a small moment in a vast and ugly enterprise of case-crunching
and citation-mongering. Similarly, if one asks whether comparative negligence
is more efficient than contributory negligence, it is easy to forget that
negligence law, with its intense fact-specific inquiries, its preposterous
range of damage awards, and its expensive, quasi-cartelized personnel, is
a decidedly odd place to look for efficiency in the first place. Likewise,
if one is forced to consider whether it is more reasonable to use a seven
factor ALI Restatement (Third) test or a five factor ALI Restatement (Second)
test, it is easy to forget that it would be most reasonable to dismiss the
question itself as prima facie unreasonable. And, again, if the question is
whether this or that moral justification is right, one could easily forget
that, in law, moral argument is largely a sales technique - the jurisprudential
equivalent of advertising.
By indulging an instinct for the small scale, American legal thinkers can
forget just where they are: the context is obliterated. The small-scale orientation
enables legal thinkers to believe that they know something - for they have
mastered the details of one very small area extremely well. But, ironically,
their claim to know this one small area depends upon the resolution of large-scale
questions that they have studiously avoided. And ultimately, the value of
any conclusion they draw depends upon the strength of the large- scale answers
that they unwittingly provide to questions they have not asked. [Note 124]
Still, legal thinkers seem to believe, or at least to act as if, they know
something. Yet the belief that legal thinkers know anything is on no more
solid ground than the belief that phrenologists knew anything. Phrenologists,
after all, also had a massive assemblage of bits of information. It has turned
out, of course, that this knowledge was wrong. Although phrenology achieved
a massive integration of many carefully arranged propositions, the phrenologists
did not really know anything. What phrenologists knew was nothing more than
what other phrenologists believed they knew, and what they knew was not knowledge.
Legal thinkers may well face the same predicament. What legal thinkers know
is what other legal thinkers believe they know. Legal thinkers know how other
legal thinkers will think about things - what kinds of arguments they are
likely to make, what sources they will draw upon, what values and concerns
they will invoke, and what conclusions they will offer. [Note 125] This knowledge
is, in short, knowledge of the beliefs shared by particular kinds of persons
- namely, persons who have undergone the same formal legal training.
Knowing such beliefs allows legal thinkers to operate competently within the
web of beliefs known as "law." In this minimalist sense, one might
say law "works." Mastery of these beliefs and knowledge of their
self-referential organization, however, guarantees nothing about the status
of those beliefs. It suggests nothing about whether the web of belief is true,
insightful, ethically appealing, or intellectually interesting.
For those who operate within this self-referential web of belief, knowledge
of the ropes, the knowledge of how to "move" within the system,
produces the illusion that they have knowledge of the law. The ability to
produce results, outcomes, and conclusions that are accepted by the relevant
community operates to confirm the sense that the members of the legal community
actually possess knowledge of the law. Because legal actors see each other
"doing law," they come to believe that they too know how to do law.
Further, they come to believe that there is a knowledge of the law, a discipline,
that informs their knowledge of how to do law.
This belief structure is similar to the structure of the faculty-thinking
of phrenology. The perception of successful legal acts (winning a case) is
attributed to a performance (the "doing of law") that is attributed
back to a "knowing" of the ropes that is then reified and attributed
back to a "discipline" of law, namely, the "knowledge"
of an imaginary object-form known as "the law." At the same time,
knowledge of the law is held to be crucial to the knowledge of how to operate
within the legal system that is held to produce the competent doing of law
that is then assumed to translate into successful legal acts.
The self-referential universe can be diagrammed as follows:
Knowledge of the Law (e.g., knowledge of the discipline of law--of legal doctrines,
priciples, statutes, etc.) enables-->
<--confirms Knowing the Ropes (e.g., knowledge of how to argue in court,
how to draft legal documents, and how to conduct negotiations) enables-->
<--confirms Competent 'Doing of Law' (e.g., competent performance of legal
arguement) enables-->
<--confirms Successful Legal Acts (e.g., winning a case, closing a deal,
or settling a dispute)
Those who believe in "law" operate within this self-referential
universe. Not surprisingly, most criticism voiced by American legal thinkers
of law teaching or legal scholarship has occurred within the confines of this
schema. Most of the internal criticism lies in challenging one or more of
the various connections between knowledge of the law, at one end, and performing
successful legal acts, at the other end.
The great success of this self-referential universe of American law, of course,
is that unlike phrenology, tremendous consequences - mandatory incarceration,
forcible reallocation of wealth, even death - often turn upon "the doing
of law." When so much turns upon this "doing," it is easy to
project the apparent power of "the doing" back to a knowledge that
ostensibly informs the "doing" - namely, knowledge of the law. The
seriousness and even validity of "knowledge of the law" becomes
affirmed through the manifest importance of the results that it seems to produce.
Similarly, the crucial ethical, political, and practical significance of successful
(and unsuccessful) acts of law produces powerful (ethical and psychological)
incentives for those involved in the practice of law to believe that they
"know" what they are doing - and that there is a "knowledge"
of law that informs their doing of law.
This brings us to the self-legitimating aspects of law. Like the phrenologists,
legal thinkers since the beginning of the academy have been oriented toward
producing legitimations of their discipline. Like the phrenologists, they
have wanted to believe. For the legal academics, not only were their jobs
at stake, but also their status as academics. Belief in law has allowed legal
thinkers to believe that they possess a discipline, a body of knowledge -
if not a science, at least an expertise. It has also provided a certain degree
of psychological tranquility: the belief in law has, in the absence of a widely-held
public religion, served to comfort people in the thought that the social world
is organized in a rational and normatively appealing manner. It has thus seemed
to many legal thinkers as if much has been at stake.
E. The Self-Legitimating Character of Law
Like the phrenologists then, American legal thinkers have been oriented
toward the legitimation of their discipline. They have sought to validate,
to justify, and to rationalize law. In striking contrast to phrenology, which
claimed to describe and explain the actual, American law was, from its Langdellian
beginnings, already framed in terms of an idealized ontology.
Langdellian science was normative from the very beginning. It was normative
in the sense that it sought to develop norms that would allow the identification
and regulation of idealized entities - namely, judicial opinions (which, in
turn, would themselves announce idealized entities, namely, norm- forms).
Although phrenology was devoted, at least at its inception, to the explanation
of actual human behavior, Langdell's law was devoted from the very beginning
to the adjudication of the "correctness" of already highly idealized
objects - namely judicial decisions.
The implications of this point are interesting and important and have been
long-lasting. From the very beginning, Langdell's law was at once an articulation
as well as a legitimation of the law. Langdell's law, like subsequent American
law, was constructed to be at once what it was, as well as its own justification.
The circularity, the self-referentiality of law, was thus built into its core
ontology.
American law is a kind of normative Mobius strip. Its identity is to be both
what it is and what it ought to be. This self-legitimating self-referentiality
has played a large role in insulating law from serious critique. [Note 126]
Indeed, criticism of law is stunted at the outset, for there can be no statement
of what the law is apart from an idealizing rendition of this law. Similarly,
there can be no statement of what the law ought to be apart from a recognition
of what it is.
F. Folk Ways, Folk Lore, and Folk Law
Like phrenology, the discipline of American law has tracked, evoked, and
incorporated folk-ontologies and folk-frames. Thus the views of human nature
and human beings that are represented in American law are consonant with folk
understandings. For instance, throughout the common law and statutory law
we find pictures of human beings cast in a rather simplistic folk psychologism.
This psychologism represents human beings as essentially rational, self- directing
individuals animated by mental states described variously as intentional,
reckless, or negligent. This image of the individual subject as free-willed
is complemented (and counterpoised), as in folk culture, with a more deterministic
vision demarcated by notions of coercion, duress, compulsion, insanity, and
the like.
The law likewise casts its operations within a folk frame of binary oppositions
such as:
mind/body;
idealism/materialism;
reason/power;
public/private.
These binary oppositions, which describe the structure of folk belief, are
evoked in the very structure of law. For example, in the folk frame, as in
American law, reason and reasoned discourse are seen as distinct from and
regulative of the exercise of power, behavior, and the like. Folk belief is
thus incorporated in the very basic organization and structure of law.
Similarly, law evokes folk myths of order, salvation, perfection, and progress.
Much of the action of law is described in soothing narratives that promise
that these myths will be realized or maintained. Indeed, a great deal of the
controversy within American law concerns conflict between various (often theological)
narratives of redemption. Such recurrent narrative conflicts pit
order against progress;
security against freedom;
stability against change.
Finally, a great deal of substantive law tracks not only narrative myths,
but also emotional complexes. The structure of criminal causes of action can
be understood in terms of anger. Much of property law - for instance, the
action of trespass - can be understood in terms of fear: fear of loss of control,
fear of contamination, and the like. One reason that trials are so gripping
in American culture, and so often featured as vehicles of entertainment, is
that they are premiere arenas in which forbidden emotions can be experienced
- authentically or vicariously - without fear of censure. They facilitate
the organized and scripted release of aggression, hatred, and even sadism.
IV. Why Law Is Different from Phrenology
One of the major differences between law and phrenology is that the latter
was ultimately subject to empirical refutation, but the former is not. In
part, this difference has to do with the relationship between each discipline
and its objects of study. Phrenological knowledge encompassed aspects of physical
nature that are relatively observer-independent (i.e., brains and skulls).
Consequently, neither phrenology nor its successor sciences were necessary
for their objects of study to do their work: the brain and the skull do their
work perfectly well (or perfectly badly) whether they are being studied by
a discipline or not. But the reverse was not true. Because phrenology advanced
statements about brains and skulls, its knowledge was ultimately subject to
constraint and verification in terms of these designated aspects of physical
nature.
Law is very different. What counts as law in American society is a function
of what those who are authorized (a deliberately vague term) say it is. This
ambiguous and Protean provenance for law makes the discipline of American
law much more vulnerable, much more fragile because there is no subject-independent
nature to sustain the beliefs of American legal thinkers. In a related sense,
however, this same provenance makes the discipline of American law much more
resilient because there is no possibility of falsifiability independent of
the beliefs of those who are authorized to say what the law is.
In contrast to phrenology, the relations of the discipline of law to its objects
of study are quite complicated. The discipline of law rests on a fundamental
ambiguity in the referent of that crucial term "law." [Note 127]
The term "law" refers to the legitimate decisionmaking of authorized
bodies such as courts. Law is thus a kind of authoritative action. The term
"law" also refers to the intelligent source that is supposed to
govern this authoritative action. Law is thus a kind of intelligent knowledge.
Because the expression "law" refers both to authoritative action
and intelligent knowledge, the expression is ambiguous. Consider the following
permutations: Law means . . .
intelligent knowledge;
authoritative action;
intelligent knowledge constraining authoritative action;
authoritative action expressed as intelligent knowledge.
Obviously, many other permutations are possible. Simply adding the following
qualifiers - "always," "often," "sometimes,"
"only," "essentially," "generally," or "ideally'
- at strategic places produces a great many other permutations.
The important thing to recognize, however, is not just the ambiguity, but
also that the ambiguity and its associated slippage cannot be eradicated without
losing crucial aspects of what is called "law." The reason is simple:
what is called law is, among other things, the relations between law as authoritative
action and law as intelligent knowledge. The plurality of such relations is
sufficient to render the term "law" ambiguous and slippery. There
is more, however: it turns out that each sense of law (intelligent knowledge
and authoritative action) is the source for the specification of the other.
Hence, something is law (in the sense of authoritative action) to the extent
that the authoritative action is generated or constrained by the relevant
intelligent knowledge (as opposed to, for instance, prejudice, power, or politics).
Similarly, something is law (in the sense of intelligent knowledge) to the
extent that the intelligent knowledge is drawn from and reflective of the
relevant authoritative action (as opposed to, for instance, moral judgments,
political yearnings, or personal values).
This mutual self-constitution of the two senses of "law" cannot
be specified within the discipline. It cannot be specified because - from
Joseph Beale to Ronald Dworkin - the discipline of American law is itself
grounded on this circular ambiguity. The circular ambiguity of law as authoritative
action and law as intelligent knowledge is itself introjected into the discipline
of American law.
It is the presence of this ambiguity within the discipline of American law
that enables legal thinkers to claim for themselves rather remarkable powers
to say what the law is: given enough will, it always remains possible to affirm
that intelligent knowledge governs authoritative action. Joseph Beale, for
instance, was remarkably confident in the power of legal academics to contribute
to the formation of law:
The teachers of law today have an increasing influence, and one which is comparable
in degree with the part played by the judges, in the development of the law;
and their power to mould professional opinion is likely to increase in the
future more rapidly than that of the judges. [Note 128]
This confidence - born of Langdellian science - has remained. Like Beale,
Ronald Dworkin affirms a rather remarkable power of the legal thinker to say
what the law is. The introduction of one of his books begins modestly enough:
"We will study formal legal argument from the judge's viewpoint . . .
because judicial argument about claims of law is a useful paradigm for exploring
the central, propositional aspect of legal practice." [Note 129] By the
end of the book, the law of the academy has turned veritably into Law's Empire:
What is law? . . . Law's Empire is defined by attitude, not territory or process.
. . . It is an interpretive, self-reflective attitude addressed to politics
in the broadest sense. Law's attitude is constructive: it aims to lay principle
over practice to show the best route to a better future, keeping the right
faith with the past. [Note 130]
In Law's Empire, law as authoritative action is profoundly - indeed, amazingly
- responsive to law as intelligent knowledge.
Although the circular ambiguity of law is introjected into the discipline
of law, it is obviously not introjected jot for jot. Still, certain similarities
are worth noting. The discipline of law does not merely strive to study its
objects (intelligent knowledge), but like law itself, strives to regulate
and to adjudicate their value and identities (authoritative action). Thus,
the discipline of law, under various banners, assumes for itself the status
of the law of law. Whether as Langdellian systematization, ALI Restatement,
or legal theory, the discipline of law desires to be the law of law. This
is why legal scholarship is often written in the idiom, aesthetic, and rhetoric
of a legal brief. It is also why legal thought sometimes sounds more like
rulings from the bench than like scholarly engagement. [Note 131] The introjection
of the circular ambiguity of law into the discipline also helps explain why
elite and non-elite members of the legal professoriate alike often assume
a tone of anguished solemnity and somber grandeur in expressing their legal
thought: they literally believe that they and their legal thought are responsible
for the direction of the Court, the future of the rule of law, even the welfare
of the nation.
The introjection of law's circular ambiguity into the discipline is in a sense
quite advantageous. Even as the discipline claims to be involved in a rational
or scholarly enterprise, it nonetheless can pattern itself after the authoritative
acts of state agents, such as courts and legislatures. Insofar as the expressions
of the state in the form of judicial opinions, statutes, and regulations can
be expected to endure, so can the discipline that so helpfully organizes,
rationalizes, and represents these expressions as intelligent knowledge. As
long as the discipline shows obeisance to the authoritative legal forms, it
enjoys the backing of the state. This disciplinary advantage is a rather remarkable
one: the disciplinary knowledge of law can be true not because it is true,
but because the state makes it true.
The liberal state itself, with its commitments to reason, requires something
like this discipline not merely to function, but to constitute itself as the
liberal state. Insofar as the legitimacy of the actions of state agents (judges,
legislators, and the like) rests upon the claim that these agents know what
they are doing, there is a powerful incentive to produce a legal knowledge,
a form of knowing that is distinctly legal. Not only must this "legal
knowledge" be knowledge - exhibit the aesthetic, the semblance of a discipline
- but it also must be distinctly legal - capable of resisting or domesticating
the knowledge claims of other disciplines. Thus, whether or not a discipline
of law is possible or even coherent, the state demands its existence, its
creation, and its maintenance (even if only as an illusion). Law is the language
of the state, and the discipline is its keeper.
Thus, merely by subordinating intellectual endeavor to the idioms, habits,
concerns, anxieties, and cognitive orientations embodied in the legal materials
and legal institutions, American legal thinkers can maintain their discipline.
[Note 132] It is, of course, an interesting question what it is that is being
maintained. To appreciate this point is to take cognizance of a perverse possibility:
given the circular ambiguity at the heart of law, it is possible to arrive
at a state of affairs in which the intelligent knowledge of the discipline
becomes subservient to the authoritative action of law. In this condition,
the intelligent knowledge would serve primarily as a rationalization, a legitimation
of authoritative action. This, of course, is very close to the state of affairs
that phrenology reached toward its later stages: a state in which its "intelligent
knowledge" came to consist almost wholly of praise for its own diagnostic
and predictive powers.
Phrenology ultimately ran up against certain external barriers - the brutal
reality of physiological nature. In contrast, it is not altogether clear what
cold, hard realities can keep the development of law or its discipline in
check. Unlike phrenology, law and its discipline are well positioned to proliferate
- to assert their rule with ever more intensity in ever more precincts. And
of course, given the circular ambiguity, it is not at all clear what it is
precisely that is being asserted or who or what precisely is doing the asserting.
These are questions that the discipline of law, for understandable reasons,
fails to pose, let alone answer, in any intellectually serious way.
V. Reconstruction
The breakdown of Langdell's vision of law as science throughout the twentieth
century has occasioned many attempts to find or reconstruct the intelligent
knowledge of the law. In some cases, as in legal realism, the attempt has
been to find a better basis for the science. Even today, one can still find
the manifestations of a professional desire to reinstitute the discipline
of law as a science. Richard Posner, for instance, once expressed this desire
in his afterword to the inaugural issue of The Journal of Legal Studies:
The aim of the Journal is to encourage the application of scientific methods
to the study of the legal system. As biology is to living organisms, astronomy
to the stars, or economics to the price system, so should legal studies be
to the legal system: an endeavor to make precise, objective, and systematic
observations of how the legal system operates in fact and to discover and
explain the recurrent patterns in the observations - the "laws"
of the system. [Note 133]
The old dream dies hard. Although few legal thinkers today would advertise
their jurisprudence as "science," the desire for a systematic, rigorous,
demonstrable knowledge - the longing for a law of law - remains.
One sees it still in the recent interdisciplinary movements. The efforts of
American legal thinkers to borrow from the most "rigorous" of the
social sciences and the humanities can be understood as an attempt to repair
and redeem the disintegrating disciplinary structure of American law. By borrowing
from microeconomics and analytical philosophy, the most elite law schools
attempt to "reconstruct" their disciplinary edifice, to "rethink"
their disintegrating formalizations, and to "restate" their claim
of authority to say what the law is.
If these popular metaphors of "restatement," "rethinking,"
and "reconstruction" have any plausibility, it is because of a faith
that something remains worth restating, rethinking, or reconstructing. But
what remains there is the pseudo-scientific Langdellian ontology. So even
as they "restate," "rethink," and "reconstruct,"
American legal thinkers do so with and within the terms of the pseudo-scientific
Langdellian ontology. American legal thinkers still use the units of analysis
known as doctrines, principles, policies, tests, and their aesthetic equivalents
to explain and justify other doctrines, principles, policies, tests, and their
aesthetic equivalents. And they continue, despite what they say they believe
on this matter, to speak and write as if those are the precincts where law
is to be found.
The irony is that, from an intellectual standpoint, the Langdellian ontology
is pervasively flawed. The fundamental units of analysis, as suggested earlier,
are a locus of non-determination. This non-determination at the very foundation
of law enabled both the rise and the collapse of law as science. To the extent
that this ontology remains the groundwork after the fall, it also enables
the emergence and destruction of every subsequent jurisprudence (even the
most improbable). It enables the rise of the new jurisprudences, because there
is no ontological ground to keep them out. And it enables their fall, because,
in their reductionist attempts to determine law to be this kind of thing (as
opposed to many other kinds of things), they are all utterly improbable.
Perhaps we have now reached the point where this improbability is self-evident.
Consider, as an example, the vision of law as art, as literature. [Note 134]
Now to be sure, one might find, here or there in the case law, a well-composed
opinion or a well-turned paragraph. But there is nonetheless something deeply
strained in a vision that would see American law through the lens of art.
It is hard to see just what kind of aesthetic sensibility would allow the
verbiage of the state codes, the C.F.R., or Supreme Court opinions to be apprehended
as an art form. Of course, it is not as if art cannot be found in American
law. It can - that is what non-determination implies. But to try to understand
American law as a kind of literature is a bit like trying to apprehend Soviet
Communism as a movement dedicated to sponsoring "socialist realism."
Others think of American law as the realm of practical reason, of phronesis,
of pragmatism. [Note 135] But in this vision too, something is fundamentally
askew. Not only is there an inescapable emptiness to these terms, [Note 136]
but despite their genial and accommodating emptiness, they manage to remain
dissonant with the character of American law. For practical reason, phronesis,
or pragmatism to be plausible, it would seem necessary that they operate in
a context in which such orientations could register their results. And that
context is missing. Given the massively overwrought and irrationally over-
reasoned character of American law at present, the most "reasonable"
or "practical" thing to do would be to not do it. If practical reason,
phronesis, or pragmatism have anything to contribute to the enterprise of
American law, it is to counsel exit and abandonment.
Still others think of law as an extension of moral philosophy. [Note 137]
This view also seems somewhat odd. After all, it is difficult to see what
kind of morality it is that would systematically overlook the leveraging,
the deception, the intimidation, the aggression, the harassment, and the waste
that comprise so much of the actual practice of law.
Many others believe that law is (or ought to be) ruled by efficiency considerations.
In this belief too, there is something awry. In the face of the extraordinary
complexity of American law and its massive piling on of transaction costs,
it is difficult to understand why anyone would even dream that this massive
bureaucratic maze was designed to produce efficiency.
The interesting thing, then, about the various recent attempts to recast American
law in the image of literature, practical reason, philosophy, or microeconomics,
among others, is the stunning improbability of such reconstructions. What
all these reconstructions have in common is a strikingly implausible master
claim - that law is a kind of literature, that law is the forum of practical
reason, that law is the handmaiden of moral philosophy, or that law is efficiency
in action. If such improbable visions have taken root in the legal academy,
it is because the Langdellian paradigm has already done the groundwork. The
convergence of a vigorously self-referential disciplinary practice, an instinct
for the micro-context, a state-sponsored desire to legitimate law, and a tracking
of folk belief has eclipsed the raw improbability of these visions and enabled
them to thrive. Ironically, the very improbability of these visions has made
them all the more successful. Indeed, it is precisely because law is so little
like a work of literature, so pervasively unreasonable, so often morally obtuse,
and so frequently inefficient that there is so much for legal thinkers to
say about how to improve the law in accordance with these various visions.
VI. Conclusion
Now in one sense, a limited rhetorical sense, there is something to admire
here. American law is apparently one discipline that has been able to sustain
its intellectual credentials by representing itself in the most extravagant
and improbable ways. [Note 138] In another sense, however, perhaps we are
to understand the increasing improbability of the erstwhile attempts to refurbish
the intellectual image of law as a sign of increasing desperation - as an
indication that the discipline of American law has lost whatever intellectual
bearings it may once have had.
Still, even as the new jurisprudential visions take hold, there is an important
sense in which the discipline of law remains eerily unmodified - impervious
110 Harv. L. Rev. 921>> - impervious to any and all "reconstructions."
The intellectual identity of the archetype may change, but the artifacts and
the professional mission remain the same: sifting through the cases and other
legal artifacts, devising taxonomies, diagnosing pathologies, policing the
boundaries of law's empire, and turning anything and everything into norm-forms.
Even the most ambitious and subtle jurisprudential projects seem to succumb
to this politics of form. In the end, every opinion tends to become, if not
a law, at least a comprehensive jurisprudence. Phrenology is dead. But law
endures.
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NOTES:
Author Note. Nicholas Rosenbaum Professor of Law, University of Colorado School
of Law. I wish to thank the friends and colleagues who have commented on prior
drafts.
Note 1. "... of Phrenology itself." George Combe, A System of Phrenology 6 (Boston, March, Capen, Lyon & Webb 1839).
Note 2. See 1 Am. Phrenological J. 1 (1838).
Note 3. Mr. Combe's Lectures at New Haven, Ct., 2 Am. Phrenological J. 372, 372 (1840) (quoting New Haven Rec., Mar. 21, 1840).
Note 4. See Combe, supra note 1, at 44; Edwin Clarke, Gall, Franz Joseph, in 6 International Encyclopedia of the Social Sciences 47, 47-48 (David L. Sills ed., 1968).
Note 5. See Utility of Phrenology, 1 Am. Phrenological J. 144, 146 (1839).
Note 6. Nelson Sizer, Forty Years in Phrenology 395 (New York, Fowler & Wells Co. 1888).
Note 7. See id. at 381.
Note 8. Id. at 380-81.
Note 9. See id. at 379-84.
Note 10. See Robert M. Young, Mind, Brain and Adaptation in the Nineteenth Century 16 (1990).
Note 11. See id. at 18.
Note 12. 1 Francois Joseph Gall, On the Functions of the Brain and of Each of Its Parts 88-89 (Winslow Lewis, Jr. trans., Boston, Marsh, Capen & Lyon 1835); see also 6 id. at 246-47 (asserting that Gall was exploring "fundamental qualities" themselves, while others confined themselves to exploring only the attributes common to these qualities).
Note 13. Young, supra note 10, at 19.
Note 14. See id. at 23-24.
Note 15. 2 Gall, supra note 12, at 99-100; see also Phrenology: Its Origin and Early History, with a Consideration of Some of the More Common Objections to It, 1 Am. Phrenological J. 33, 37 (1838) ("We mean ... not that the brain is the mind, but that it is the organ or instrument of the mind's operations.").
Note 16. 1 Gall, supra note 12, at 58.
Note 17. Id. at 59.
Note 18. See Young, supra note 10, at 38.
Note 19. This schema is taken from Young, cited above in note 10, at 36.
Note 20. See Combe, supra note 1, at 191.
Note 21. Id.
Note 22. Id. at 197.
Note 23. Id. at 196.
Note 24. Id.
Note 25. See id. at 197.
Note 26. Id. at 198.
Note 27. Young, supra note 10, at 35.
Note 28. See id.
Note 29. For Gall's discussion, see 3 Gall, cited above in note 12, at 141-316, and 4 Gall, cited above in note 12, at 1-247.
Note 30. See Combe, supra note 1, at 468.
Note 31. See id. at 469.
Note 32. Id.
Note 33. Id. at 468.
Note 34. Id. at 105.
Note 35. John Bryce Adams, Text Book of Humanology: The Complete Science of Human- Analysis 31-32 (1922).
Note 36. Combe, supra note 1, at 82 (emphasis added).
Note 37. Id.
Note 38. Id. at 83 (emphasis added).
Note 39. Id.
Note 40. Id. at 88.
Note 41. Id.
Note 42. Id.
Note 43. See id.
Note 44. See Young, supra note 10, at 15-19.
Note 45. See id. at 17.
Note 46. Id.
Note 47. See id. at 21-22.
Note 48. See id. at 22.
Note 49. See Friedrich Nietzsche, Beyond Good and Evil 18-19 (Walter Kaufmann trans., Vintage Books 1966); Young, supra note 10, at 22.
Note 50. See Young, supra note 10, at 2-3.
Note 51. O.S. Fowler & L.N. Fowler, Phrenology Proved, Illustrated, and Applied 417-18 (New York, O.S. & L.N. Fowler, 10th ed. 1842) (emphasis added).
Note 52. Nietzsche, supra note 49, at 18-19.
Note 53. See Young, supra note 10, at 38.
Note 54. See id. at 40-41.
Note 55. See id. at 43.
Note 56. See id.; Phrenology in France, 82 Blackwood's Edinburgh Mag. 665, 671-72 (1857).
Note 57. On the Merits of Phrenology, 2 Am. Phrenological J. 433, 437 (1840).
Note 58. See Stanley Fish, Anti-Professionalism, in Doing What Comes Naturally 215, 244-46 (1989).
Note 59. See generally Sizer, supra note 6, at 394-95 (extolling the virtues and usefulness of phrenology).
Note 60. See 2 Gall, supra note 12, at 99-100.
Note 61. R.J. Cooter, Phrenology and British Alienists, c.1825-1845: Part II: Doctrine and Practice, 20 Med. Hist. 135, 138 (1976), quoted in Thomas Hardy Leahey & Grace Evans Leahey, Psychology's Occult Doubles: Psychology and the Problem of Pseudoscience 92 (1983).
Note 62. See James P. Browne, Phrenology and Its Application to Education, Insanity, and Prison Discipline at xxxiv-xxxv (New York, Scribners, Welford & Co. 1869).
Note 63. Character of Chief Justice Marshall, 1 Am. Phrenological J. 382, 383 (1839).
Note 64. Id.
Note 65. Id. at 383-84.
Note 66. Id. at 384-85.
Note 67. Sizer, supra note 6, at 10.
Note 68. Id. at 395.
Note 69. Roger Cooter, The Cultural Meaning of Popular Science 112 (1984).
Note 70. See Leahey & Leahey, supra note 61, at 100.
Note 71. Id. at 95.
Note 72. See Cooter, supra note 69, at 121.
Note 73. Combe, supra note 1, at 118.
Note 74. Id. at 113.
Note 75. Utility of Phrenology, supra note 5, at 144, 146.
Note 76. Leahey & Leahey, supra note 61, at 109.
Note 77. See Harvard Law Sch. Ass'n, The Centennial History of the Harvard Law School 1817-1917, at 26-27 (1918).
Note 78. It had not always been so. In Europe, law was one of the pillars of the medieval university. See David S. Clark, The Medieval Origins of Modern Legal Education: Between Church and State, 35 Am. J. Comp. L. 653, 700-01 (1987).
Note 79. See Lawrence M. Friedman, A History of American Law 31822 (2d ed. 1985).
Note 80. A Record of the Commemoration, November Fifth to Eighth, 1886, on the Two Hundred and Fiftieth Anniversary of the Founding of Harvard College 85 (1887) [hereinafter Harvard Commemoration].
Note 81. See id. at 97-98.
Note 82. See William P. LaPiana, Logic and Experience: The Origin of Modern American Legal Education 29-30, 55-70 (1994).
Note 83. Harvard Commemoration, supra note 80, at 86-87.
Note 84. Methods of Legal Education, 1 Yale L.J. 139, 144-45 (1892) (section by William A. Keener).
Note 85. See Arthur E. Sutherland, The Law at Harvard 190 (1967).
Note 86. See John Henry Schlegel, American Legal Realism and Empirical Social Science 25-26 (1995).
Note 87. C.C. Langdell, Preface to the First Edition of Selection of Cases on the Law of Contracts at viii-ix (2d ed., Boston, Little, Brown & Co. 1879).
Note 88. Id. at vii (emphasis added).
Note 89. Id.
Note 90. Schlegel, supra note 86, at 27; see id. at 46.
Note 91. For a discussion of these aesthetic requirements, see Schlegel, cited above in note 86, at 37, and Thomas C. Grey, Langdell's Orthodoxy, 45 U. Pitt. L. Rev. 1, 6-11 (1983).
Note 92. Langdell, supra note 87, at ix.
Note 93. See John Henry Schlegel, Langdell's Legacy or, the Case of the Empty Envelope, 36 Stan. L. Rev. 1517, 1529-30 (1984) (book review).
Note 94. See supra pp. 88788.
Note 95. See, e.g., Codification, 20 Am. L. Rev. 1 (1886).
Note 96. See, e.g., Restatement (Second) of Contracts (1981).
Note 97. See, e.g., Ronald Dworkin, Taking Rights Seriously at vii-xv (1977).
Note 98. See, e.g., Duncan Kennedy, Form and Substance in Private Law Adjudication, 89 Harv. L. Rev. 1685, 1687-1701 (1976).
Note 99. Langdell, supra note 87, at viii (emphasis added).
Note 100. C.C. Langdell, A Brief Survey of Equity Jurisprudence, 1 Harv. L. Rev. 55, 71 (1887), reprinted in C.C. Langdell, A Brief Survey of Equity Jurisprudence 17 (1905).
Note 101. Id. at 67.
Note 102. For a contemporary demonstration of the connection between linguistic formalism and legal formalism, see Frederick Schauer, Formalism, 97 Yale L.J. 509, 520-35 (1988).
Note 103. See Joseph William Singer, Legal Realism Now, 76 Cal. L. Rev. 467, 467 (1988) (book review).
Note 104. See John Mowitt, Text: The Genealogy of an Antidisciplinary Object 40- 41 (1992).
Note 105. See generally Rebecca Redwood French, The Golden Yoke: The Legal Cosmology of Buddhist Tibet 57-60 (1995) (describing "legal cosmology" as the underlying assumptions upon which the legal system is built and arguing that these "conceptual and practical building blocks" vary among different cultures).
Note 106. For one example of this reappropriation, consider Robin West's use of Stanley Fish's "interpretive community." See Robin West, The Aspirational Constitution, 88 Nw. U. L. Rev. 241, 267-68 (1993) (using the interpretive community notion as the grounds to "consider not just alternatives to received meanings of constitutional phrases, but alternatives to received understandings of the idea of constitutionalism and the idea of law" as well).
Note 107. See Owen M. Fiss, Objectivity and Interpretation, 34 Stan. L. Rev. 739, 746 (1982).
Note 108. See George L. Priest, Gossiping About Ideas, 93 Yale L.J. 1625, 1635 (1984) (book review).
Note 109. The early editions of Richard Posner's Economic Analysis of Law evidence this prescriptive use of transaction cost analysis. See, e.g., Richard A. Posner, Economic Analysis of Law 17-18 (1st ed. 1973).
Note 110. See Jed Rubenfeld, The Right of Privacy, 102 Harv. L. Rev. 737, 783, 802-07 (1989) (using the writings of Foucault to refashion the constitutional right of privacy).
Note 111. Margaret Jane Radin, The Pragmatist and the Feminist, 63 S. Cal. L. Rev. 1699, 1708 (1990).
Note 112. See Felix S. Cohen, Transcendental Nonsense and the Functional Approach, 35 Colum. L. Rev. 809, 814 (1935). Circularity itself is not the problem: rather, the problem is what circularity hides and what it reveals. Specifically, the problem arises when circularity, by "working" so smoothly, hides something that is interesting and discloses something that is not.
Note 113. See, e.g., William N. Eskridge, Jr., Gaylegal Narratives, 46 Stan. L. Rev. 607, 639 (1994).
Note 114. See, e.g., H.L.A. Hart, Positivism and the Separation of Law and Morals, 71 Harv. L. Rev. 593, 628-29 (1958).
Note 115. See Ronald Dworkin, Law's Empire 97 (1986).
Note 116. See Jacques Derrida, Force of Law: The "Mystical Foundation of Authority," 11 Cardozo L. Rev. 919, 941, 943 (Mary Quaintance trans., 1990).
Note 117. For a brief discussion of various indeterminacy claims, see Pierre Schlag, The Problem of the Subject, 69 Tex. L. Rev. 1627, 1683 n.195 (1991).
Note 118. For elaboration, see Pierre Schlag, Hiding the Ball, 71 N.Y.U. L. Rev. (forthcoming Dec. 1996) (discussing the paradoxical ontology of "law"); Pierre Schlag, Rights in the Postmodern Condition, in Legal Rights: Historical and Philosophical Perspectives 263, 302-03 (Austin Sarat & Thomas R. Kearns eds., 1996); Pierre Schlag, Values, 6 Yale J.L. & Human. 219, 226-27 (1994).
Note 119. Cf. Henry M. Hart, Jr., The Supreme Court, 1958 Term - Foreword: The Time Chart of the Justices, 73 Harv. L. Rev. 84, 107-08 (1959) (asking a similar series of questions).
Note 120. See, e.g., Henry M. Hart, Jr. & Albert M. Sacks, The Legal Process: Basic Problems in the Making and Application of Law at cxxxviii (William N. Eskridge, Jr. & Philip P. Frickey eds., 1994) (reprinting the unpublished tentative edition of 1958).
Note 121. See Richard A. Posner, Overcoming Law 75-77 (1995).
Note 122. Hart, supra note 119, at 99.
Note 123. See James Boyd White, The Judicial Opinion and the Poem, in Heracles' Bow: Essays on the Rhetoric and Poetics of the Law 107, 117-19, 135 (1985).
Note 124. This is why one of the most difficult and vulnerable moments in writing a conventional law review piece is in the delimitation of its jurisdiction. It is almost always an intellectually unjustifiable operation that nonetheless must be performed in order for the work to even begin.
Note 125. See Richard A. Posner, The Problems of Jurisprudence 100 (1990).
Note 126. Cf. Cohen, supra note 112, at 838 (pointing out that "if the law is something that commands what is right and prohibits what is wrong, it is impossible to argue about the goodness or badness of any law").
Note 127. There are many other constitutive ambiguities, but these are not of concern at this point. See supra pp. 90608.
Note 128. 1 Joseph H. Beale, A Treatise on the Conflict of Laws 40 (1935).
Note 129. Dworkin, supra note 115, at 13-14 (emphasis added).
Note 130. Id. at 413.
Note 131. Hence, for instance, when one commentator dismisses recent criticisms of rights, he sounds eerily like a judge granting a motion to dismiss for failure to state a cause of action: "[the attack on rights] is based on confusion and on a failure to make necessary distinctions. The attack is best aimed at particular rights, not at rights as such. In its vusual form, it depends on a misunderstanding of what rights are and of what they do." Cass R. Sunstein, Rights and Their Critics, 70 Notre Dame L. Rev. 727, 729 (1995).
Note 132. For a description of the "unity of discourse" of legal scholars with judges, see Edward L. Rubin, The Practice and Discourse of Legal Scholarship, 86 Mich. L. Rev. 1835, 1859-65 (1988).
Note 133. Richard A. Posner, Volume One of The Journal of Legal Studies - An Afterword, 1 J. Legal Stud. 437, 437 (1972).
Note 134. See, e.g., White, supra note 123, at 77-106.
Note 135. See generally Symposium, The Renaissance of Pragmatism in American Legal Thought, 63 S. Cal. L. Rev. 1569 (1990) (discussing the role of pragmatism in law).
Note 136. See Steven D. Smith, The Pursuit of Pragmatism, 100 Yale L.J. 409, 410 (1990).
Note 137. See, e.g., Dworkin, supra note 115, at ix.
Note 138. See Stanley Fish, The Law Wishes to Have a Formal Existence, in There's No Such Thing as Free Speech and It's a Good Thing Too 141, 156 (1994).
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