公 法 评 论 |
惟愿公平如大水滚滚,使公义如江河滔滔! |
Coordinate Construction, Constitutional Thickness, and Remembering
the Lyre of Orpheus
BOOK REVIEW
COORDINATE CONSTRUCTION, CONSTITUTIONAL THICKNESS,
AND REMEMBERING THE LYRE OF ORPHEUS
Bruce G. Peabody[*]
I. INTRODUCTION: RETHINKING CONSTITUTIONAL LAW
What is American constitutional law? A traditional, and widely accepted[1]
response to this seemingly naive question looks to the seven articles of the
original U.S. Constitution, its twenty-seven amendments,[2] and the enormous
body of decisions by the judiciary--especially the Supreme Court--scrutinizing
and applying these provisions.
Increasingly, however, this account is being reexamined. A growing body of
legal and political science scholars are questioning the descriptive accuracy
(and normative appeal) of a picture of constitutional law premised on the
legal opinions of judges. In opposition to judicial supremacy (the doctrine
holding that the courts retain the final and most important word on constitutional
questions) many of these scholars invoke the notion of constitutional supremacy.
Under this conception, the constitutional aspiration[3] to bind the entire
polity to a set of commands and values implies a reciprocal responsibility
by citizens and politicians to comprehend and even apply the Constitution
on their own; we must look not just to the courts and judges, but to a whole
set of politically coordinate institutions and individuals in order to ascertain
constitutional meaning.[4]
In Taking the Constitution Away from the Courts,[5] Mark Tushnet offers one
of the more recent entries into this important and lively debate, and one
of the more sharply drawn contrasts to the traditional, court-centered approach
to American constitutional law.[6] Tushnet argues that judicial constitutional
interpretation fails to give full expression to our most cherished political
commitments, and he proposes that the courts discontinue examining constitutional
questions, thereby ending both judicial supremacy and "judicial review"--the
practice through which courts invalidate laws (and other political initiatives
and procedures) on the grounds that they are unconstitutional.[7] Instead,
he calls for a "populist" form of constitutional interpretation,
in which political leaders and the citizenry draw upon and validate the Constitution's
"fundamental guarantees," not the constitutional text generally.[8]
Taking the Constitution Away from the Courts provides an incisive critique
of our contemporary practices of constitutional interpretation and sketches
a bold, imaginatively conceived alternative. Tushnet's articulation and defense
of populist constitutional law should receive attention from a number of different
audiences, including critics of the contemporary courts, those interested
in nonjudicial interpretation of the Constitution, and constitutional theorists.
Notwithstanding the considerable power of Tushnet's criticisms of judicial
supremacy and judicial review, and the attractiveness of his vision of constitutionalism,
there are a number of ways in which his arguments against judicial constitutional
interpretation are overstated and his own account is incomplete. As this essay
will suggest, it is both possible and desirable to reconfigure American constitutional
law without abandoning the bulk of the constitutional text or the distinctive
contributions of our courts. In building this case, I examine what appear
to be the two primary components of Tushnet's argument for populist constitutional
law: his discussion of the political values that American constitutional law
should honor, and his suggestion that constitutional interpretation be taken
away from the judiciary and ceded to the people and their political leaders.
II. THE THIN AND THICK CONSTITUTIONS
Tushnet urges us to base our constitutional law on the "thin Constitution"[9]--the
Constitution's "fundamental guarantees of equality, freedom of expression,
and liberty"[10]--and not the aggregated provisions and clauses of our
entire constitutional text.[11] This thin Constitution, best captured by the
"the principles of the Declaration of Independence and the Constitution's
Preamble,"[12] should be promoted because it is both morally compelling
and essential to our self-understanding: it provides a prescriptive vision
for America and an account of our most significant political values. Tushnet
declares that "[w]e ought to take as our project realizing the Declaration's
principles because, in the end, those principles are good ones,"[13]
while also insisting that "historically the American people have been
committed to [the principles of the thin Constitution], at least as aspirations."[14]
The thin Constitution, Tushnet believes, draws from the best parts of our
political traditions.[15]
The thin Constitution is "thin" in the sense that it is not terribly
restrictive; its precepts can have different expressions and can be applied
in a variety of ways. Focusing on the thin Constitution "does not determine
the outcomes of [particular] political controversies or dictate much about
public policy. Instead, it orients us as we think about and discuss where
our country ought to go."[16] Thus, both proponents of affirmative action
as well as advocates of a "color-blind" Constitution can uphold
the values of the thin Constitution provided their arguments are rooted in
its promise of equality and universal human rights. Furthermore, we can be
committed to the precepts of the thin Constitution and still "constitute
ourselves either as fractious or pacific, contentious or civil . . . ."[17]
How should we understand the rest of the Constitution--the numerous particular
provisions and clauses that form the body of the constitutional text and serve
as the basis for traditional conceptions of constitutional law? Most of the
Constitution, according to Tushnet, consists of the "thick" Constitution,
"detailed provisions describing how the government is to be organized."[18]
The thick Constitution exists merely to support and frame the essence of our
constitutional order, the principles expressed in the Preamble and Declaration
(i.e., the thin Constitution).
While the notion is not fully developed, Tushnet suggests that in addition
to the thick Constitution, there are a number of "important" constitutional
provisions that seem to give direct expression to the thin Constitution--the
First Amendment and the Equal Protection Clause of the Fourteenth Amendment,
for example.[19] Despite the greater significance of these specific constitutional
provisions relative to the thick Constitution as a whole, Tushnet urges us
to remain focused on the general guarantees of the thin Constitution lest
we mistakenly think "that the thin Constitution consists of, or is the
same as, what the Supreme Court has said about [these `important' constitutional]
provisions."[20]
Tushnet's discussion of the relationship between the thin and thick Constitutions
gives rise to an important question. Can we ignore the constitutional text--at
least its less important components--in the service of the thin Constitution?
Tushnet concludes that we can.[21] He notes, however, that we might hesitate
in violating specific provisions of the Constitution out of a belief that
they represent valuable rules or principles on their own, even if they do
not necessarily advance the fundamental commitments of the thin Constitution:
[p]erhaps the specific provisions function as default rules written by particularly
intelligent people, and so ought to be followed unless it seems worth expending
the political energy to displace those rules, in circumstances where, on reflection,
the default rules appear to obstruct the promotion of the general welfare.[22]
But even if one were to accept this argument for preserving particular clauses
of the Constitution, it would not seem to impose terribly stringent legal
obligations, especially when measured against traditional understandings of
the binding quality of our supreme law. Conceiving of our constitutional text
as a series of "default rules" means only that we cannot treat these
specific provisions capriciously; we might nevertheless ignore them when we
have good reasons to do so, and we surely should ignore them, according to
Tushnet, when doing so would promote the thin Constitution.[23]
We can imagine a quite different argument for adhering to specific constitutional
provisions even when they seem to be in tension with the commitments of the
thin Constitution: perhaps we should embrace these provisions because they
form an integral part of our self-understanding. While we might have cause
to abandon particular provisions of the constitutional text, doing so could
"threaten our national identity" if the thick Constitution contributes
to our constitution as a people.[24] Tushnet, however, rejects this suggestion:
"we are constituted as a people by the thin Constitution, not the thick
one."[25] We can reject specific constitutional provisions in order to
advance the thin Constitution without fear of compromising our common political
culture.[26]
III. DEFENDING CONSTITUTIONAL THICKNESS
Tushnet's argument for a system of constitutional law based strictly on
the thin Constitution might strike a reader as strange, and even troubling,
for several reasons. To begin with, as an argument about what our constitutionalism
should be, Tushnet's account seems incomplete. Tushnet describes the thin
Constitution as embodying "the material out of which Fourth of July speeches
are fashioned," that is, the principles culled from the Preamble and
Declaration.[27] But while the values celebrated in these speeches may point
us toward our polity's most compelling ideals, they do not exhaust our preeminent
constitutional concerns. Our Constitution surely includes commitments that
reflect not our nation's most honorable impulses and ideals, but our deepest
seated anxieties about political behavior. These latter commitments, while
important, are unlikely to be honored in Fourth of July speeches. In other
words, Tushnet's thin Constitution does not appear to encompass a major component
of our constitutionalism--a preoccupation with the dangers posed by human
fallibility.
Much of our Constitution's text and structure is based on a set of political
judgments about human nature and its corruptibility, and the ways in which
individual passion and self-interest can work against the public good.[28]
If we accept that our constitutional law ought to recognize and account for
these failings of human nature, numerous aspects of the thick Constitution--bicameralism,
fixed elections, federalism, the constitutional amendment process--take on
a renewed importance, and provide a basis for challenging Tushnet's evaluation
of the thick Constitution and its contributions to our polity. Various constitutional
provisions establishing representative government (intended to refine and
enlarge public views that are often led by passion rather than reason),[29]
the Constitution's separation of powers system (a network of countervailing
powers and institutions arranged to channel potentially destructive individual
ambition in ways that promote the public good),[30] and procedural checks
designed to slow the potentially tempestuous course of political change,[31]
are all central to the normative argument for our constitutional order, and
yet peripheral to (and perhaps even at odds with) Tushnet's vision of constitutionalism.
An example drawn from history will help demonstrate the implications of Tushnet's
reliance on the thin Constitution (and inattention to the thick Constitution)
as the basis for constitutional law.
In the summer of 1864, as civil war casualties mounted and end-the-war agitation
increased, it seemed a genuine possibility that Democrat George McClellan,
and not Abraham Lincoln, would be elected President. A McClellan victory would
have likely preserved some form of southern independence and the continued
enslavement of over 4 million African-Americans.[32] Would Lincoln have been
constitutionally justified in postponing the presidential election until after
the war?[33] Presumably, Tushnet's response would be a fairly unproblematic
"yes": despite the moral inadequacies of Lincoln's position on slavery,
the thin Constitution's fundamental guarantees would surely have been advanced
by Lincoln's leadership and degraded by a McClellan presidency.[34]
For most people, however, a decision by Lincoln--or a contemporary President
facing similarly difficult choices--to ignore specific constitutional provisions
setting the length of presidential service and the mechanisms for election
would be troubling. Fixed and stable governing procedures, including the electoral
process, form a critical part of the Constitution's protection against political
tyranny and even in the face of exigency, we should be reluctant to violate
these procedures.[35]But Tushnet's vision of constitutional law gives such
overriding weight to the values of the thin Constitution that the procedural
protections of the thick Constitution against human fallibility threaten to
be rendered nugatory.[36]
Tushnet's account of the thick and thin Constitutions suffers from a descriptive
oversight in addition to its normative shortcomings. Tushnet argues not only
that the thin Constitution captures what our fundamental commitments should
be, but also that it represents the most significant values constituting our
national political community.[37] But some aspects of the thick Constitution
are essential to our self-understanding. While Tushnet argues that we would
be unlikely to go to war to preserve the president's "right to require
opinions in writing from cabinet members," the nation did go to war (with
itself) at least in part over questions about state power and the nature of
American federalism.[38]
IV. TAKING THE CONSTITUTION AWAY FROM THE COURTS
In addition to arguing that our constitutional law should be based on redeeming
the values of the thin Constitution, Tushnet contends that political leaders
and the populace, rather than the courts, should interpret the Constitution:
[D]isagreements over the thin Constitution's meaning are best conducted by
the people, in the ordinary venues for political discussion. Discussions among
the people are not discussion by the people alone, however. Politics does
not occur without politicians, and political leaders play an important role
in the account of populist constitutional law I develop here.[39]
Tushnet calls for taking the Constitution away from the courts (and bringing
an end to judicial supremacy) by phasing out judicial review.[40] In supporting
this proposal, he points to a number of problems associated with judicial
review and judicial supremacy, while also anticipating and confronting likely
objections to his alternative--a system of constitutional interpretation carried
out by the people acting in traditional political forums.
Tushnet concedes that achieving his proposal will be difficult: the Court's
role as authoritative interpreter of the Constitution appears to be widely
accepted throughout our political order.[41] Nevertheless, he believes that
an especially "talented" political leader could make the failings
of both judicial review and judicial supremacy widely apparent, and consequently
initiate a transformation of our constitutional self-understanding by "appealing
to the best in us, the tradition linked to the thin Constitution in which
we take an active role in constructing our constitutional rights without relying
on the courts to save us from ourselves."[42]
While Tushnet's thin Constitution is largely a novel invention, his suggestion
that constitutional interpretation be pried from the hands of the judiciary
is not.[43] Nevertheless, Taking the Constitution Away from the Courts makes
an innovative contribution to the burgeoning debate on constitutional interpretation
by nonjudicial actors. Tushnet systematically and subtly examines several
questions that previous scholars have engaged only in piecemeal fashion, if
at all: What is to be gained by "distribut[ing] constitutional responsibility
throughout the population?"[44] What are the political and legal implications
of such a move?
Tushnet begins addressing these questions by making a case against judicial
supremacy and judicial review. He argues that these practices limit our understanding
of the Constitution's role in our political life.[45] To the extent that the
courts are the exclusive interpreters of the Constitution--or at least retain
the power to invalidate legislative and executive action--politicians and
citizens are likely to be constrained by the judiciary's vision of constitutionalism.[46]
For Tushnet, this is primarily troubling because the courts have given insufficient
expression to the thin Constitution. "[W]hat the courts say about the
Constitution is specialized and driven at times by [their] special institutional
concerns"[47] with the result that court decisions "may be more
qualified than we should like."[48] The complex categories, classifications,
and doctrines the judiciary uses to develop its understandings of constitutional
meaning "are not what ordinary citizens need to recite when we try to
figure out what [the thin Constitution] requires."[49]
According to Tushnet, judicial supremacy and judicial review are problematic
for another reason. Even when the courts issue decisions that ostensibly advance
the thin Constitution, these decisions are unlikely to have much of an effect.
Tushnet's examination of "the historical record and considerations of
constitutional theory and structure suggest[s] that judicial review does not
make much difference one way or the other" with respect to making significant
social changes or protecting the liberties of the American people.[50] As
numerous scholars have illustrated, the courts' decisions can be shaped and
their influence limited through an array of political forces.[51]As a result,
Tushnet concludes "that judicial review is likely simply to reinforce
whatever a political movement can get outside the courts."[52] Efforts
to achieve particular constitutional outcomes by focusing on the courts are
largely misguided.
Turning the Constitution over to the people by embracing populist constitutional
law would allow the nation as a whole to give its own, effective expression
to the thin Constitution, and not simply echo the courts' legalisms. But what,
if anything, might be lost with such an approach? One of the most prominent
criticisms leveled against those seeking to broaden the role of nonjudicial
actors in constitutional interpretation is that such a move would induce instability
and even chaos into our legal system, and ultimately the political order as
a whole.[53] As Tushnet points out, however, the courts have not always produced
enduring legal norms, and there is nothing in principle prohibiting political
leaders (working with their constituents) from producing constitutional understandings
that are at least as stable.[54]After all, the courts have frequently demonstrated
a willingness to overturn important precedents, while the executive and legislative
branches do not regularly induce policy upheavals even after the most contentious
political debates.[55]
But perhaps it is wise to refrain from "taking the Constitution away
from the courts" because of the institutional incapacity of Congress
and the President to interpret the Constitution responsibly. Don't the political
insulation, professional training, and institutional norms of the courts suggest
that they are best qualified to provide principled and reasoned interpretations
of the nation's most important legal document? Tushnet thinks otherwise. There
are certainly episodes of deficient, not to mention politically motivated,[56]
judicial decisionmaking, and overall "courts actually have not done such
a wonderful job [interpreting the Constitution] as to distinguish them sharply
from legislatures."[57] Moreover, if we accept Tushnet's assertion that
the fundamental guarantees of the thin Constitution are the values that actually
constitute our national identity, we should anticipate that the political
leaders and institutions most responsive to the electorate will have powerful
incentives to promote these values.
Tushnet's criticisms of judicial interpretation of the Constitution are frequently
telling: he provides numerous examples of the courts' inconsistency, poor
record of rights protection, and ineffectiveness in implementing important
social and political changes.[58] He also constructs a strong theoretical
case that the courts cannot be relied upon to secure our fundamental constitutional
values (in part due to institutional limitations such as legal norms), and
that we ought to give our political leaders a greater opportunity to give
expression to the thin Constitution.[59]
But Tushnet's arguments lead only to the conclusion that our polity is ill-served
by leaving constitutional interpretation solely to the judiciary. Conceding
the necessity of constitutional construction by elected officials, the shortcomings
of strictly legal constitutional analysis, and even the importance of the
thin Constitution, does not necessarily lead to the conclusion that the courts
cannot contribute to constitutional law. Taking the Constitution Away from
the Courts is most effective as a brief against judicial supremacy, rather
than as a denunciation of judicial interpretation generally, or even judicial
review. Even if one accepted the core of Tushnet's case against exclusive
or authoritative interpretation by the judiciary, why couldn't we advance
constitutional values by combining some form of judicial review with constitutional
interpretation by political officials--thereby drawing upon the distinctive
perspectives, political strengths, and constituencies of each institution?
Tushnet's response is that this alternative to his populist constitutional
law "probably will not work."[60] In order to ensure that constitutional
values would be promoted in a system of shared interpretive responsibility,
the courts would need to intervene when politicians lacked sufficient incentive
to enforce the thin Constitution on their own. Tushnet doubts that judges--who
generally have little political experience and are detached from everyday
"political realities"--would have the capacity to make this assessment
effectively.[61] He concludes that the issue of constitutional interpretation
is dichotomous: our constitutional values should be enforced either by the
courts or by politicians.[62]
This determination is hardly inescapable, however. Conceiving of constitutional
interpretation as a shared activity, and not the unique responsibility of
the courts, does not mean that the courts must still monitor politicians'
incentives to protect constitutional values. Alternatively, we can imagine
a system of constitutional interpretation in which each political institution
invokes the Constitution in defending its distinctive responsibilities. In
such a system, each branch could assess and even refute its rivals' constitutional
interpretation of specific issues without ultimately evaluating their interpretive
capacities and priorities. This "pluralist" approach to constitutional
interpretation comports with a particular conception of our separation of
power system in which political authority, including interpretive authority,
is deliberately dispersed among competing institutions in order to promote
the public interest.[63] In this view, each branch of government has a specialized
interpretive role corresponding to its unique constitutional powers and duties.
Courts, which are institutionally and historically disposed to identifying
and protecting rights, would invoke the Constitution in pursuit of that end,
while political actors would simultaneously attempt to advance their special
functions.[64]
A recent work by political scientist Keith Whittington suggests the extent
to which constitutional interpretation by the courts can subsist alongside
what he calls "constitutional construction" by elected officials.[65]Using
four case studies to support and illustrate his nuanced constitutional theory,
Whittington identifies a distinctive political approach to "construing
constitutional meaning . . . [which] elucidate[s] the text in the interstices
of discoverable, interpretive meaning, where the text is so broad or so underdetermined
as to be incapable of faithful but exhaustive reduction to legal rules."[66]
Whittington argues not only that judicially-centered legal analysis of the
Constitution can develop concurrently with constitutional construction by
politicians, but that these two forms of constitutional "deliberation"
are in some ways symbiotic.[67]
V. CONCLUSION: THE MAST AND THE LYRE
One of the more popular analogies in constitutional scholarship draws from
the myth of Ulysses and the Sirens.[68] In the course of his journeys, the
hero Ulysses discovers that his ship will pass near the island of the Sirens,
whose bewitching songs have lured countless prior sailors to leap from their
ships and face certain death, either through drowning, or at the claws of
the monsters themselves. Ulysses, intent upon hearing the Sirens' songs and
surviving the experience, fixes upon an ingenious solution. He instructs his
crew to tie him to one of the ships' masts while his men fill their ears with
wax, allowing him to hear the Sirens' beautiful but deadly cries while they
remain unaffected.
Ulysses' innovation bears some resemblance to the project of constitutionalism.
Through constitutions a polity binds itself with (often cumbersome) commands
so that it might preserve a set of values and a way of life from numerous
threats, the most grave being its own weakness.[69] But there is another myth
involving the Sirens, a myth more consonant with the picture of constitutionalism
laid out in Taking the Constitution Away from the Courts. When Jason of Iolcus
passes by the island of the Sirens he faces the same peril as Ulysses. But
Jason and his argonauts are saved not by lashing themselves to the mast and
stopping their ears, but by the musician Orpheus, whose lyre produces such
soothing, captivating notes that the heroes forget the Sirens' songs and sail
to safer waters.
Embedded in the myth of Orpheus and the Sirens is a reminder that constitutions
should not be understood solely as a set of commands that limit our actions.
In order for constitutions to serve as effective and enduring political projects,
they also must capture and give expression to commitments that the polity
perceives as genuinely shared and attractive, if not preeminent. Constitutions
should not simply bind us, they should inspire us, pointing us toward morally
compelling goals and commitments.
Taking the Constitution Away from the Courts provides a powerful reminder
of the fundamental values at the heart of our constitutional order, and makes
a provocative and impressive case that these values cannot be sufficiently
protected by the courts. In remembering the aspirational component of our
constitutionalism, however, we should not lose sight of its constraining functions,
and in reflecting on the limitations of judges as constitutional interpreters,
we should not dismiss their potential contributions to constitutionalism's
multiple and complex objectives.
--------------------------------------------------------------------------------
[*]B.A. Wesleyan University, 1991; Ph.D. Candidate in Government, University
of Texas at Austin. Many thanks to Scott Gant and Sandy Levinson for their
insightful comments on an earlier draft of this essay.
[1] See, e.g., JOHN AGRESTO, THE SUPREME COURT AND CONSTITUTIONAL DEMOCRACY
102 (1984) (noting that "the common public and academic opinion of judicial
power today firmly supports a rather simple doctrine of judicial finality,
a notion that the Court is, in brief, the last word in constitutional government");
Scott E. Gant, Judicial Supremacy and Nonjudicial Interpretation of the Constitution,
24 HASTINGS CONST. L.Q. 359, 362 (1997) (describing "[t]he prevailing
view . . . that the Supreme Court--and the `lower' federal courts--interprets
the Constitution and decides its meaning").
[2] While some commentators treat the legal status of the Twenty-seventh Amendment
as unproblematic, a number of scholars have pointed out that its unique ratification
history poses considerable theoretical and practical difficulties in determining
whether it is part of the U.S. Constitution. The Twenty-seventh Amendment
was originally drafted in 1789 (as a proposed "Second Amendment"),
but did not receive the requisite number of state ratification votes until
1992. While the Twenty-seventh Amendment did not specify a particular deadline
for ratification, there still is some question whether an amendment can be
properly ratified over 203 years and by so many different generations. See
generally Sanford Levinson, Authorizing Constitutional Text: On the Purported
Twenty-Seventh Amendment, 11 CONST. COMMENTARY 101 (1994).
[3] See SOTIRIOS A. BARBER, ON WHAT THE CONSTITUTION MEANS 179 (1984) (discussing
"constitutional aspirations").
[4] "Coordinate construction" is but one of many names that scholars
have used to describe constitutional interpretation by nonjudicial institutions
and individuals. For a sample of the literature examining this topic see SUSAN
R. BURGESS, CONTEST FOR CONSTITUTIONAL AUTHORITY: THE ABORTION AND WAR POWERS
DEBATES (1992); JESSE CHOPER, JUDICIAL REVIEW AND THE NATIONAL POLITICAL PROCESS
(1980); NEAL DEVINS, SHAPING CONSTITUTIONAL VALUES (1996); LOUIS FISHER, CONSTITUTIONAL
DIALOGUES (1988); GARY JACOBSOHN, SUPREME COURT AND THE DECLINE OF CONSTITUTIONAL
ASPIRATION (1986); SANFORD LEVINSON, CONSTITUTIONAL FAITH (1988); KEITH E.
WHITTINGTON, CONSTITUTIONAL CONSTRUCTION (1999); Larry Alexander & Frederick
Schauer, On Extrajudicial Constitutional Interpretation, 110 HARV. L. REV.
1359 (1997); Frank H. Easterbrook, Presidential Review, 40 CASE W. RES. L.
REV. 905 (1990); Christopher L. Eisgruber, The Most Competent Branches: A
Response to Professor Paulsen, 83 GEO. L.J. 347 (1994); Louis Fisher, Constitutional
Interpretation by Members of Congress, 63 N.C. L. Rev. 707 (1985); Gant, supra
note 1; Eugene W. Hickok, Jr., The Framer's Understanding of Constitutional
Deliberations in Congress, 21 GA. L. REV. 217 (1986); Walter F. Murphy, Who
Shall Interpret? The Quest for the Ultimate Constitutional Interpreter, 48
REV. POL. 401 (1986); Michael Stokes Paulsen, The Most Dangerous Branch: Executive
Power to Say What the Law Is, 83 GEO. L.J. 217 (1994).
[5] MARK TUSHNET, TAKING THE CONSTITUTION AWAY FROM THE COURTS (1999).
[6] Identifying the "court-centered approach" as American is not
meant to imply that judicial review or judicial supremacy are unique to the
United States. See, e.g., Steven G. Calabresi, Thayer's Clear Mistake, 88
NW. U. L. REV. 269 (discussing a "global trend" toward "written,
judicially-enforced constitutions"). Nevertheless, the degree to which
U.S. courts, and especially the Supreme Court, have parlayed the practice
of judicial review into institutional power does seem exceptional. See, e.g.,
ROBERT G. MCCLOSKEY, THE AMERICAN SUPREME COURT 221 (Sanford Levinson rev.,
2d ed. 1994) ("The Supreme Court of the United States undoubtedly remains
the most powerful court of any in the world . . . .").
[7] While often conflated in scholars' minds, judicial review and judicial
supremacy are logically distinct. One might recognize the authority of courts
to declare legislation (and executive action) as unconstitutional without
conceding their supreme interpretive power. See, e.g., Gant, supra note 1,
at 368 ("[T]he concept of judicial review is not synonymous with the
concept of judicial supremacy."). For a very different argument that
also seems to draw a distinction between judicial review and judicial supremacy
see Paulsen, supra note 4.
[8] See TUSHNET, supra note 5, at 11.
[9] Id. at 11.
[10] Id.
[11] Id.
[12] Id. at 181 (citations omitted).
[13] Id. at 193.
[14] Id. at 127; see also id. at 181 (stating that the thin Constitution "deals
with the values that ought to animate our public life" and "[t]he
idea of universal human rights resonates powerfully with the historical experience
of the people of the United States").
[15] See id. at 193 (contrasting the thin Constitution with the American tradition
of "nativism"); see also id. at 174 (describing the thin Constitution
as comprising "the best in us").
[16] Id. at 194.
[17] Id. at 186.
[18] Id. at 9.
[19] Id. at 11.
[20] Id. We might turn away from even important specific constitutional provisions
for another reason. Even when these provisions appear to be based on the commitments
of the thin Constitution, they are, at best, derivative and auxiliary. They
can and should be abandoned if a different manifestation of the thin Constitution
better secures our "fundamental guarantees of equality, freedom of expression,
and liberty." Id.
[21] See generally id. at ch. 2 ("Doing Constitutional Law Outside the
Courts").
[22] Id. at 52.
[23] See id. at 51-52 (defending a hypothetical Senator who ignores the Constitution's
"Emoluments Clause" in order to promote the thin Constitution).
Of course, even the traditional judicial understanding of constitutional law
allows for specific textual provisions to be seemingly ignored in some circumstances.
Consider, for example, that if the state can identify a "compelling interest"
it can escape or at least attenuate the commands of particular constitutional
clauses. Thus, despite the First Amendment's specification that "Congress
shall make no law . . . abridging the freedom of speech," the Supreme
Court has upheld federal and state legislation that restricts speech interests.
U.S. CONST. amend. I (emphasis added).
[24] TUSHNET, supra note 5, at 192.
[25] Id. at 50; see also id. at 12 ("[T]he people are unconcerned about
the thick Constitution").
[26] While Tushnet does not make the argument, it is possible to claim that
what he alludes to as the "important" specific provisions of the
Constitution shape our national identity even if the specific provisions of
the thick Constitution generally do not. See supra text accompanying notes
19-20. It is difficult, however, to identify what provisions these would be
(perhaps the First Amendment)? In any event, it seems somewhat unlikely that
these provisions would shape our national identity more powerfully than the
general precepts of the thin Constitution.
[27] TUSHNET, supra note 5, at 12.
[28] Some of the Constitution's safeguards against corruption owe their origins
to what historians have described as a "whiggish" theory of rights
and representation popular at the time of the American Revolution. See SAMUEL
H. BEER, TO MAKE A NATION: THE REDISCOVERY OF AMERICAN FEDERALISM (1993).
[29] See THE FEDERALIST NO. 10 (James Madison).
[30] See THE FEDERALIST NO. 51 (James Madison). But see Theodore J. Lowi,
Constitutional Merry-Go-Round: The First Time Tragedy, the Second Time Farce,
in CONSTITUTIONAL STUPIDITIES, CONSTITUTIONAL TRAGEDIES 189 (William N. Eskridge,
Jr. & Sanford Levinson eds., 1998) (associating a number of political
vices with the separation of powers system).
[31] See Charles M. Hardin, The Separation of Powers Needs Major Revision,
in SEPARATION OF POWERS--DOES IT STILL WORK? 90, 101-06 (Robert A. Goldwin
& Art Kaufman eds., 1986) (discussing the arguments of James Q. Wilson
on the advantages of incremental change).
[32] See DAVID HERBERT DONALD, LINCOLN ch. 19 (1995) ("I Am Pretty Sure-Footed").
[33] I have included the proviso, "after the war," to head off the
objection that Lincoln's hypothetical move would have unacceptably impinged
upon the thin Constitution's commitment to democratic rule.
[34] While the ultimate likelihood of Northern victory seemed fairly secure
by 1864 (especially in light of the outcomes at Gettysburg and Vicksburg in
the summer of 1863), it is not difficult (given the hard-fought nature of
these battles and the frequent ineptitude of Union military leadership) to
construct alternate scenarios in which Lincoln would have been even harder
pressed politically (and therefore, perhaps, even more tempted to suspend
the 1864 election). Lincoln himself despaired as late as August that the election
would be lost. See Abraham Lincoln, Memorandum on Probable Failure of Re-election
(August 23, 1864), in 1 ABRAHAM LINCOLN: SPEECHES AND WRITINGS 1859-1865,
at 624 (Don E. Fehrenbacher ed., 1989).
[35] Which does not mean, of course, that it would never be appropriate to
violate "fixed and stable governing procedures" in the service of
other constitutional ends. See supra note 23 and accompanying text (observing
that even the "traditional" approach to constitutional law allows
for some flexibility and pragmatism in applying the constitutional text);
Abraham Lincoln, Message to Congress in Special Session (July 4, 1861), in
2 ABRAHAM LINCOLN: SPEECHES AND WRITINGS 1859-1865, at 246-61 (Don E. Fehrenbacher
ed., 1989) (defending, among other things, his decision to suspend the writ
of habeas corpus).
[36] In addition to being suggested by the Lincoln example, this outcome becomes
apparent in trying to construct a theory of constitutional change consistent
with Tushnet's thin Constitution. Notwithstanding Article V (which delineates
the Constitution's formal amendment procedures), Tushnet would, presumably,
sanction amendment of the Constitution through any number of means so long
as the change promoted the thin Constitution. After all, the Fourteenth Amendment,
ratified under extraordinary and coercive conditions and outside of the strict
legal parameters of Article V, is still a legitimate, legally binding alteration
of the preexisting political order. See, e.g., 1 BRUCE ACKERMAN, WE THE PEOPLE:
FOUNDATIONS (1991). See generally RESPONDING TO IMPERFECTION (Sanford Levinson
ed., 1995).
While Ackerman has delineated a relatively identifiable (and historically
unusual) set of circumstances under which a non-Article V amendment can take
place, Tushnet seems to have no such restrictions. Thus, in addition to supporting
the Fourteenth Amendment, Tushnet is committed to even more legally controversial
alterations of the thick Constitution, provided these changes support the
thin Constitution's "fundamental guarantees of equality, freedom of expression,
and liberty." TUSHNET, supra note 5, at 11. Under Tushnet's theory, would
not Woodrow Wilson have been justified in using military occupation to facilitate
passage of the Nineteenth Amendment (extending suffrage to women)? And what,
if any, constitutional restrictions would prevent contemporary political leaders
from using Reconstruction-era tactics to ensure ratification of a new (and
perhaps more expansive) Equal Rights Amendment designed to advance the thin
Constitution? These examples point to some troubling implications of Tushnet's
willingness to abandon the thick Constitution and embrace a theory of thin
constitutionalism.
[37] See TUSHNET, supra note 5, at 12, 50.
[38] Id. at 11. Many aspects of the thick Constitution are duplicated in state
constitutions, further suggesting that these elements may comprise a part
of our national political culture. See MORRIS P. FIORINA & PAUL E. PETERSON,
THE NEW AMERICAN DEMOCRACY 92 (1998) (noting that every state has adopted
some form of separation of powers governance, and every state except Nebraska
provides for a two-house legislature in its constitution).
[39] TUSHNET, supra note 5, at 14 (emphasis in original).
[40] See supra note 7 and accompanying text (distinguishing judicial review
and judicial supremacy). For classical defenses of judicial review, see generally
Marbury v. Madison, 5 U.S. (1 Cranch) 137 (1803), and THE FEDERALIST NO. 78
(Alexander Hamilton). For recent defenses of judicial supremacy, see Alexander
& Schauer, supra note 4, and Gant, supra note 1.
It is not entirely clear whether Tushnet is committed to ending judicial supremacy,
judicial review, or judicial interpretation of the Constitution more generally.
As noted earlier, judicial supremacy and judicial review are not synonymous,
and even if both practices were discontinued, the courts might still offer
(non-binding) interpretations of the Constitution. See, e.g., Paulsen, supra
note 4. For purposes of simplicity, I generally assume Tushnet is criticizing
both judicial review and judicial supremacy, unless his arguments suggest
otherwise.
[41] See TUSHNET, supra note 5, at 174 ("[V]igorous judicial review is
[currently] part of our self-constitution.")
[42] Id.
[43] See generally sources cited supra note 4. Cf. RICHARD D. PARKER, HERE,
THE PEOPLE RULE 115 (1994) (concluding that "there is no constitutionalism"
distinguishable from the choices of the people).
[44] TUSHNET, supra note 5, at 174.
[45] See TUSHNET, supra note 5, at 168 ("The lessons people learn about
equality from Supreme Court decisions . . . and the lessons they learn about
free speech . . . may be more qualified than . . . [they] like.").
[46] But see Gant, supra note 1, at 392-96 (arguing that even judicial supremacy
need not foreclose constitutional interpretation by nonjudicial actors).
[47] TUSHNET, supra note 5, at 168.
[48] Id.
[49] Id. at 11. Indeed, the judiciary's legal and technical language makes
their interpretation of the Constitution often inscrutable to the public.
[50] Id. at 154. See generally id. at ch. 6 ("Assessing Judicial Review").
[51] For a small sample of the literature examining this point, see DEVINS,
supra note 4; FISHER, supra note 4; GERALD N. ROSENBERG, THE HOLLOW HOPE:
CAN COURTS BRING ABOUT SOCIAL CHANGE? (1991); Robert Dahl, Decision-Making
in a Democracy: The Supreme Court as a National Policy-Maker, 6 J. PUB. L.
279 (1957).
[52] TUSHNET, supra note 5, at 135.
[53] See generally Alexander & Schauer, supra note 4 (arguing that the
Supreme Court must be the authoritative interpreter of the Constitution in
order to secure legal stability).
[54] See TUSHNET, supra note 5, at 28 ("[Court] decisions regularly modify
or undermine precedents in ways that open up new vistas for constitutional
transformation.").
[55] See, e.g., Neal Devins & Louis Fisher, Judicial Exclusivity and Political
Instability, 84 VA. L. REV. 83, 106 (1988) (arguing, in contrast to Alexander
& Schauer, that coordinate construction will induce "true stability"
not "interpretive anarchy").
[56] The observation that judicial constitutional interpretation has a political
dimension is surely not in itself troubling to Tushnet; Tushnet, after all,
freely concedes that political considerations inform his understanding of
constitutional law. See TUSHNET, supra note 5, at xi (explaining that populist
constitutional law "is not in the first instance either the expression
of pure preferences by [public] officials and voters or the expression of
unfiltered moral judgments. In short, it is not `mere' politics, nor is it
`simply' philosophy"--it is both). But we might well be skeptical about
the courts' ability to understand and apply relevant political information
to constitutional interpretation, especially compared to elected officials.
See id. at 126.
[57] Id. at 129. The problem of determining the relative capacity of politicians
vis-a-vis the courts is complicated by what Tushnet identifies as the "judicial
overhang": the pervasive (and distorting) influence of the courts on
political actors' understanding of constitutional interpretation. See generally
id. at 57-65. As Tushnet explains, "[t]he judicial overhang may make
the Constitution outside the courts worse than it might be." Id. at 58.
[58] See, e.g., TUSHNET, supra note 5, at 104-08 (discussing the Court's assessment
of the constitutionality of legislative veto).
[59] See id. at 12 (discussing the merits of allowing the people to give expression
to the thin Constitution).
[60] Id. at 125.
[61] Id. at 126.
[62] See id. In addition, it may be difficult to have meaningful nonjudicial
interpretation alongside interpretation by the courts because of the "judicial
overhang." See supra note 57 and accompanying text.
[63] This argument builds on an understanding of the Constitution's separation
of powers system described in JEFFREY K. TULIS, THE RHETORICAL PRESIDENCY
(1987).
[64] See Bruce G. Peabody, Nonjudicial Constitutional Interpretation, Authoritative
Settlement, and a New Agenda for Research, 16 CONST. COMMENTARY 63, 68-72
(1999). Cf. Eisgruber, supra note 4 (offering a different understanding of
how we might combine judicial and nonjudicial constitutional interpretation).
[65] See WHITTINGTON, supra note 4, at 3-9 (distinguishing "constitutional
construction" from "constitutional interpretation").
[66] Id. at 5.
[67] See id. ("The jurisprudential model needs to be supplemented with
a more explicitly political one that describes a distinct effort to understand
and rework the meaning of a received constitutional text."); see also
MARK E. BRANDON, FREE IN THE WORLD: AMERICAN SLAVERY AND CONSTITUTIONAL FAILURE
(1998) (discussing the distinctive ways Congress, in the nineteenth century,
addressed constitutional issues intrinsic to slavery). For an important earlier
effort to distinguish legal and political approaches to constitutional interpretation,
see DONALD G. MORGAN, CONGRESS AND THE CONSTITUTION (1966).
[68] See, e.g., JOHN E. FINN, CONSTITUTIONS IN CRISIS (1991); Jay S. Bybee,
Ulysses at the Mast: Democracy, Federalism, and the Sirens' Song of the Seventeenth
Amendment, 91 NW. U. L. REV. 500 (1997).
[69] See FINN, supra note 68, at 3-6.